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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
BFM
226
Boothbay Fund Management
New York
-$892K -161,250 Closed
CANY
227
Caxton Associates (New York)
New York
-$686K -124,102 Closed
YIH
228
Y-Intercept (HK)
Hong Kong
-$530K -95,843 Closed
HF
229
HRT Financial
New York
-$509K -92,135 Closed
RAM
230
Readystate Asset Management
Illinois
-$458K -82,898 Closed
CC
231
Centiva Capital
New York
-$290K -54,604 Closed
Verition Fund Management
232
Verition Fund Management
Connecticut
-$165K -29,847 Closed
OC
233
Oppenheimer & Co
New York
-$160K -28,922 Closed
CF
234
Copperwynd Financial
Arizona
-$145K -26,686 Closed
ONB
235
Old National Bancorp
Indiana
-$137K -24,811 Closed
MWA
236
Midland Wealth Advisors
Illinois
-$102K -18,416 Closed
SOW
237
State of Wyoming
Wyoming
-$86.1K -15,571 Closed
AWM
238
AE Wealth Management
Kansas
-$80K -14,473 Closed
BRWA
239
B. Riley Wealth Advisors
Florida
-$73.2K -13,097 Closed
LA
240
LVW Advisors
New York
-$68.3K -12,348 Closed
WS
241
Wedbush Securities
California
-$61K -11,118 Closed
MCC
242
Money Concepts Capital
Florida
-$55.3K -10,000 Closed
CFM
243
Catalyst Funds Management
Australia
-$46.5K -8,400 Closed
AWM
244
AllSquare Wealth Management
New York
-$33.2K -6,000 Closed
AIC
245
Archer Investment Corporation
Indiana
-$27.6K -5,000 Closed
BCV
246
Banque Cantonale Vaudoise
Switzerland
-$22K -4,000 Closed
HT
247
Headlands Technologies
Illinois
-$20.9K -3,785 Closed
CA
248
CoreCap Advisors
Michigan
-$17.6K -3,184 Closed
SVCP
249
Silicon Valley Capital Partners
California
-$16.7K -3,017 Closed
AWM
250
Avior Wealth Management
Nebraska
-$14.7K -2,662 Closed

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.