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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
Citadel Advisors
Florida
$6.66M
3
UBS Group
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
Advisors Asset Management
Colorado
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCMC
226
Paragon Capital Management (Colorado)
Colorado
– -$201K -29,812 Closed
UWM
227
USAdvisors Wealth Management
Minnesota
– -$164K -24,300 Closed
D.E. Shaw & Co
228
D.E. Shaw & Co
New York
– -$162K -24,046 Closed
ACI
229
Alpha Cubed Investments
California
– -$153K -22,766 Closed
VC
230
Vicus Capital
Pennsylvania
– -$123K -18,200 Closed
BTS
231
BB&T Securities
Virginia
– -$94K -13,965 Closed
BAM
232
Belpointe Asset Management
Nevada
– -$94K -13,963 Closed
AFNAS
233
American Financial Network Advisory Services
California
– -$87K -12,900 Closed
AIP
234
Ameritas Investment Partners
Nebraska
– -$2K -9,431 Closed
CG
235
Cutler Group
California
– -$50K -7,545 Closed
SPIA
236
Steward Partners Investment Advisory
New York
– -$37K -5,500 Closed
LCM
237
Liberty Capital Management
Michigan
– -$33K -4,850 Closed
CA
238
Calton & Associates
Florida
– -$17K -2,500 Closed
IBOK
239
Independence Bank of Kentucky
Kentucky
– -$13K -1,875 Closed
LYV
240
Live Your Vision
Pennsylvania
– -$9K -1,389 Closed
PG
241
Patten Group
Tennessee
– -$8K -1,200 Closed
AssetMark Inc
242
AssetMark Inc
California
– -$7K -1,000 Closed
DCM
243
Delpha Capital Management
New York
– -$5K -773 Closed
DOA
244
D'Orazio & Associates
Virginia
– -$3K -500 Closed
IWM
245
IHT Wealth Management
Illinois
– -$3K -462 Closed
MPWT
246
MassMutual Private Wealth & Trust
Connecticut
– -$1.19K -177 Closed
UBS AM
247
UBS AM
Illinois
– -$229 -34 Closed
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