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Principal Spectrum Preferred Securities Active ETF

72 hedge funds and large institutions have $297M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

13% more funds holding

Funds holding: 6472 (+8)

8% more capital invested

Capital invested by funds: $274M → $297M (+$23M)

0.39% less ownership

Funds ownership: 65.97%65.59% (-0.39%)

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
16
Increased
27
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GRP
76
Global Retirement Partners
California
-$57K -2,744 Closed
AWA
77
Arkadios Wealth Advisors
Georgia
-$31K -1,531 Closed
CFB
78
Cullen/Frost Bankers
Texas
-$28K -1,356 Closed

PREF Hedge Fund Activity: Q4 2021 in Review

72 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q4 2021, worth a combined $297M — up 8.4% from $274M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PREF positions and 7 closed out — a net gain of 9 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.92M. The largest seller was Wells Fargo, cutting an estimated $6.87M.

  • 72 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q4 2021, up from 64 in Q3 2021.
  • Funds reported $297M of Principal Spectrum Preferred Securities Active ETF stock for Q4 2021, up 8.4% quarter-over-quarter.
  • 16 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q4 2021 and 7 closed out, a net change of +9 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q4 2021 was Morgan Stanley, an estimated $9.92M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q4 2021 was Wells Fargo, an estimated $6.87M sold.

Based on aggregated 13F filings for Q4 2021.