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PhenixFIN

98 hedge funds and large institutions have $103M invested in PhenixFIN in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 32 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 32

0.29% less ownership

Funds ownership: 1.77%1.48% (-0.29%)

3% less funds holding

Funds holding: 10198 (-3)

17% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 18

30% less capital invested

Capital invested by funds: $148M → $103M (-$44.8M)

38% less call options, than puts

Call options by funds: $97K | Put options by funds: $157K

Holders
98
Holders Change
-3
Holders Change %
-2.97%
% of All Funds
2.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
35
Reduced
32
Closed
18
Calls
$97K
Puts
$157K
Net Calls
-$60K
Net Calls Change
-$2K
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
26
Legal & General Group
United Kingdom
$896K +$82.7K +608 +10%
Goldman Sachs
27
Goldman Sachs
New York
$874K +$287K +2,111 +45%
AWA
28
Arete Wealth Advisors
Illinois
$858K +$718K +5,283 +369%
AG
29
Advisor Group
Arizona
$677K -$53K -390 -7%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$676K
WA
31
WFG Advisors
Texas
$553K +$104K +766 +21%
Acadian Asset Management
32
Acadian Asset Management
Massachusetts
$509K +$203K +1,490 +60%
Mackenzie Financial
33
Mackenzie Financial
Ontario, Canada
$501K +$3.26K +24 +0.6%
Two Sigma Investments
34
Two Sigma Investments
New York
$480K -$2.43M -17,855 -83%
LPL Financial
35
LPL Financial
California
$476K -$15.6K -115 -3%
EVM
36
Eaton Vance Management
Massachusetts
$476K
EGA
37
Eagle Global Advisors
Texas
$443K -$167K -1,232 -26%
SAM
38
Shikiar Asset Management
New York
$390K -$493K -3,625 -54%
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$377K -$374K -2,749 -48%
MNA
40
Manning & Napier Advisors
New York
$366K
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$345K +$337K +2,481 +1,128%
AFP
42
Ausdal Financial Partners
Iowa
$318K -$12.8K -94 -4%
WA
43
Wasatch Advisors
Utah
$262K +$279K +2,051 New
Ameriprise
44
Ameriprise
Minnesota
$258K -$1.09K -8 -0.4%
CGA
45
Crescent Grove Advisors
Illinois
$254K +$270K +1,989 New
AG
46
Aperio Group
California
$246K +$261K +1,923 New
AA
47
Ancora Advisors
Ohio
$224K +$238K +1,750 New
IH
48
IFC Holdings
Florida
$222K +$104K +765 +77%
Stifel Financial
49
Stifel Financial
Missouri
$220K +$44K +324 +23%
TRCT
50
Tower Research Capital (TRC)
New York
$201K +$214K +1,575 New

PFX Hedge Fund Activity: Q2 2017 in Review

98 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2017, worth a combined $103M — down 30% from $148M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of PFX and 15 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 35 added.

The largest buyer was Invesco, adding an estimated $2.35M. The largest seller was Muzinich & Co, cutting an estimated $9.95M.

  • 98 institutional investors held PhenixFIN (PFX) as of Q2 2017, down from 101 in Q1 2017.
  • Funds reported $103M of PhenixFIN stock for Q2 2017, down 30% quarter-over-quarter.
  • 15 funds opened new PhenixFIN positions in Q2 2017 and 18 closed out, a net change of -3 holders.
  • The largest PhenixFIN buyer in Q2 2017 was Invesco, an estimated $2.35M added.
  • The largest PhenixFIN seller in Q2 2017 was Muzinich & Co, an estimated $9.95M sold.

Based on aggregated 13F filings for Q2 2017.