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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

79 hedge funds and large institutions have $119M invested in PennantPark Floating Rate Capital in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+2
Holders Change %
+2.6%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
25
Reduced
23
Closed
12
Calls
$1.08M
Puts
$792K
Net Calls
+$283K
Net Calls Change
-$736K

Top Buyers

1
HWAM
1
Hennion & Walsh Asset Management
New Jersey
$3.06M
2
AAM
2
Advisors Asset Management
Colorado
$2.37M
3
BlackRock
3
BlackRock
New York
$3.47M
4
TI
4
Tidal Investments
Wisconsin
$352K
5
Mackenzie Financial
5
Mackenzie Financial
Ontario, Canada
$1.25M

Top Sellers

1
POIA
1
Pin Oak Investment Advisors
Texas
$3K
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$3.99M
4
TC
4
TownSquare Capital
Utah
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Comerica Bank
51
Comerica Bank
Texas
$155K – – –
CANY
52
Caxton Associates (New York)
New York
$143K +$143K +11,196 New
LWA
53
Lineweaver Wealth Advisors
Ohio
$128K +$128K +10,072 New
NFG
54
Next Financial Group
Texas
$91K +$219 +17 +0.2%
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$87K – – –
Acadian Asset Management
56
Acadian Asset Management
Massachusetts
$81K -$101K -7,916 -55%
Bank of America
57
Bank of America
North Carolina
$56K +$8.06K +629 +17%
Group One Trading
58
Group One Trading
Illinois
$52K +$52K +4,100 New
US Bancorp
59
US Bancorp
Minnesota
$51K -$191 -15 -0.4%
TCWM
60
Total Clarity Wealth Management
Illinois
$33K +$33K +2,615 New
FIA
61
FNY Investment Advisers
New York
$31K +$31K +2,500 New
SAM
62
Strategic Asset Management
Minnesota
$30K +$30K +2,325 New
Lazard Asset Management
63
Lazard Asset Management
New York
$23K +$23K +1,819 New
COCM
64
Charter Oak Capital Management
New Hampshire
$14K – – –
GWM
65
Geneos Wealth Management
Colorado
$14K +$14K +1,156 New
ST
66
Sphinx Trading
Illinois
$13K +$13K +1,000 New
MSFP
67
Mark Sheptoff Financial Planning
Connecticut
$11K – – –
AWA
68
Arkadios Wealth Advisors
Georgia
$11K +$11K +875 New
FWM
69
Focused Wealth Management
New York
$10K – – –
AP
70
Atwood & Palmer
Missouri
$8K – – –
APA
71
American Portfolios Advisors
New York
$7.71K – – –
TAM
72
Tucker Asset Management
Colorado
$7.19K – – –
HI
73
Hudock Inc
Pennsylvania
$7K +$2.92K +250 +71%
SWM
74
Spire Wealth Management
Virginia
$6K – – –
Citigroup
75
Citigroup
New York
$5K +$2.54K +207 +104%
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