Caxton Associates (New York)’s PennantPark Floating Rate Capital PFLT Stock Holding History

Caxton Associates (New York)’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-27,657	Closed	-$374K	–	702
2022 Q1	$374K	Buy	27,657 +16,461	+147%	+$215K	0.03%	319
2021 Q4	$143K	Hold	11,196	–	–	0.01%	511
2021 Q3	$143K	Buy	+11,196	New	+$145K	0.02%	416
2020 Q3	–	Sell	-16,368	Closed	-$137K	–	466
2020 Q2	$137K	Buy	+16,368	New	+$120K	0.01%	405
2020 Q1	–	Sell	-13,135	Closed	-$159K	–	546
2019 Q4	$159K	Buy	+13,135	New	+$156K	0.02%	369

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Caxton Associates (New York)'s PFLT Position: Q2 2022 in Review

Caxton Associates (New York) sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2022, closing a stake of 27,657 shares — an estimated $374K sold.

Caxton Associates (New York) first reported a position in PFLT in Q4 2019 and held it in 5 quarters. The position peaked at $374K in Q1 2022. 95 funds tracked by Wall St. Rank hold PFLT as of Q2 2022.

Caxton Associates (New York) reported no remaining PennantPark Floating Rate Capital position as of Q2 2022 after selling out during the quarter.
Caxton Associates (New York) sold 27,657 PennantPark Floating Rate Capital shares in Q2 2022, an estimated $374K.
Caxton Associates (New York) first reported a position in PennantPark Floating Rate Capital in Q4 2019 and held it in 5 quarters.
Caxton Associates (New York)'s PennantPark Floating Rate Capital position peaked at $374K in Q1 2022.
95 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2022.

Based on Caxton Associates (New York)'s 13F filing for Q2 2022, filed 15 Aug 2022.