Next Financial Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Next Financial Group’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$93K	Buy	7,251 +173	+2%	+$2.27K	0.01%	1196
2021 Q3	$91K	Buy	7,078 +17	+0.2%	+$220	0.01%	1150
2021 Q2	$90K	Sell	7,061 -454	-6%	-$5.74K	0.01%	1167
2021 Q1	$90K	Sell	7,515 -219	-3%	-$2.56K	0.01%	1072
2020 Q4	$82K	Sell	7,734 -37	-0.5%	-$350	0.01%	1024
2020 Q3	$66K	Buy	+7,771	New	+$65.7K	0.01%	1009
2020 Q2	–	Sell	-8,293	Closed	-$41K	–	1530
2020 Q1	$41K	Buy	8,293 +1,225	+17%	+$12.8K	0.01%	1048
2019 Q4	$87K	Sell	7,068 -220	-3%	-$2.61K	0.01%	998
2019 Q3	$85K	Sell	7,288 -1,393	-16%	-$16.1K	0.01%	964
2019 Q2	$101K	Buy	8,681 +1,018	+13%	+$12.6K	0.01%	907
2019 Q1	$99K	Buy	+7,663	New	+$98.4K	0.03%	537
2014 Q4	–	Sell	-1,580	Closed	-$22K	–	2232
2014 Q3	$22K	Buy	+1,580	New	+$22.3K	﹤0.01%	1356

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Next Financial Group's PFLT Position: Q4 2021 in Review

Next Financial Group increased its PennantPark Floating Rate Capital (PFLT) stake by 2.4% in Q4 2021, buying an estimated $2.27K and bringing the position to 7,251 shares worth $93K. The position accounts for 0.01% of the portfolio, ranked #1196.

Next Financial Group first reported a position in PFLT in Q3 2014 and has held it in 12 quarters since. The position peaked at $101K in Q2 2019. 84 funds tracked by Wall St. Rank hold PFLT as of Q4 2021.

Next Financial Group held 7,251 shares of PennantPark Floating Rate Capital worth $93K as of Q4 2021.
Next Financial Group bought 173 PennantPark Floating Rate Capital shares in Q4 2021, an estimated $2.27K.
PennantPark Floating Rate Capital made up 0.01% of Next Financial Group's portfolio in Q4 2021, its #1196 holding.
Next Financial Group first reported a position in PennantPark Floating Rate Capital in Q3 2014 and has held it in 12 quarters since.
Next Financial Group's PennantPark Floating Rate Capital position peaked at $101K in Q2 2019.
84 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.