Rockefeller Capital Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Rockefeller Capital Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-3,000	Closed	-$27.8K	–	4835
2025 Q4	$27.8K	Hold	3,000	–	–	﹤0.01%	3354
2025 Q3	$26.7K	Buy	+3,000	New	+$30.7K	﹤0.01%	3205
2023 Q1	–	Sell	-6,855	Closed	-$75K	–	3354
2022 Q4	$75K	Hold	6,855	–	–	﹤0.01%	2184
2022 Q3	$65K	Hold	6,855	–	–	﹤0.01%	2218
2022 Q2	$78K	Hold	6,855	–	–	﹤0.01%	2082
2022 Q1	$92K	Hold	6,855	–	–	﹤0.01%	2022
2021 Q4	$87K	Hold	6,855	–	–	﹤0.01%	1996
2021 Q3	$87K	Hold	6,855	–	–	﹤0.01%	1915
2021 Q2	$87K	Hold	6,855	–	–	﹤0.01%	1852
2021 Q1	$81K	Hold	6,855	–	–	﹤0.01%	1697
2020 Q4	$72K	Buy	+6,855	New	+$64.9K	﹤0.01%	1562

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

DCP

Diameter Capital Partners New York $1.07B AUM 152.29% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Rockefeller Capital Management's PFLT Position: Q1 2026 in Review

Rockefeller Capital Management sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2026, closing a stake of 3,000 shares — an estimated $27.8K sold.

Rockefeller Capital Management first reported a position in PFLT in Q4 2020 and held it in 11 quarters. The position peaked at $92K in Q1 2022. 134 funds tracked by Wall St. Rank hold PFLT as of Q1 2026.

Rockefeller Capital Management reported no remaining PennantPark Floating Rate Capital position as of Q1 2026 after selling out during the quarter.
Rockefeller Capital Management sold 3,000 PennantPark Floating Rate Capital shares in Q1 2026, an estimated $27.8K.
Rockefeller Capital Management first reported a position in PennantPark Floating Rate Capital in Q4 2020 and held it in 11 quarters.
Rockefeller Capital Management's PennantPark Floating Rate Capital position peaked at $92K in Q1 2022.
134 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.