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PennantPark Floating Rate Capital
PFLT

96 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 94 → 96 (+2)

6% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 31

1% more capital invested

Capital invested by funds: $164M → $166M (+$1.38M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.27% less ownership

Funds ownership: 37.3% → 37.04% (-0.27%)

Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
33
Reduced
31
Closed
10
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$56K

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$3.13M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.48M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.24M
4
VEA
Virtus ETF Advisers
New York
+$622K
5
Millennium Management
Millennium Management
New York
+$599K

Top Sellers

Rank Fund Capital Flow
1
LCP
LGT Capital Partners
Switzerland
-$3.42M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$2.37M
3
MC
Muzinich & Co
New York
-$938K
4
RA
Resource America
New York
-$852K
5
Stifel Financial
Stifel Financial
Missouri
-$703K
Name Holding Trade Value Shares
Change 		Change in
Stake
Mirae Asset Global Investments
51
Mirae Asset Global Investments
South Korea
$447K +$128K +11,032 +40%
JP Morgan Chase
52
JP Morgan Chase
New York
$409K -$216K -18,667 -35%
TC
53
TownSquare Capital
Utah
$400K +$397K +34,227 New
AWM
54
AllSquare Wealth Management
New York
$371K -$2.32K -200 -0.6%
FAAS
55
First Allied Advisory Services
California
$334K +$114K +9,824 +52%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$323K -$7.33K -632 -2%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$312K -$390K -33,642 -56%
WAM
58
Wolverine Asset Management
Illinois
$287K -$92.6K -7,992 -24%
OAM
59
Oxford Asset Management
United Kingdom
$274K +$274K +23,647 New
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$238K +$2.2K +190 +0.9%
FIA
61
FNY Investment Advisers
New York
$238K +$7.84K +676 +3%
California Public Employees Retirement System
62
California Public Employees Retirement System
California
$221K +$69.2K +5,971 +46%
WS
63
Wedbush Securities
California
$219K -$186K -16,062 -46%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$209K – – –
Ameriprise
65
Ameriprise
Minnesota
$207K -$83.7K -7,221 -29%
GAMC
66
Garner Asset Management Corp
Texas
$205K -$6.24K -538 -3%
PAM
67
PVG Asset Management
Colorado
$185K +$185K +15,953 New
RA
68
Rational Advisors
New York
$172K +$172K +14,850 New
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$166K -$14.9K -1,283 -8%
KPW
70
Kore Private Wealth
New York
$148K – – –
LPL Financial
71
LPL Financial
California
$148K +$765 +66 +0.5%
SI
72
Stephens Inc
Arkansas
$128K – – –
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
$128K +$128K +11,078 New
AG
74
Advisor Group
Arizona
$117K -$6.14K -530 -5%
NFG
75
Next Financial Group
Texas
$85K -$16.1K -1,393 -16%
1 2
3
4 5

PFLT Hedge Fund Activity: Q3 2019 in Review

96 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q3 2019, worth a combined $166M — up 0.84% from $164M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFLT positions and 10 closed out — a net gain of 2 holders — while 33 added to existing stakes and 31 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $3.13M. The largest seller was LGT Capital Partners, cutting an estimated $3.42M.

  • 96 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q3 2019, up from 94 in Q2 2019.
  • Funds reported $166M of PennantPark Floating Rate Capital stock for Q3 2019, up 0.84% quarter-over-quarter.
  • 12 funds opened new PennantPark Floating Rate Capital positions in Q3 2019 and 10 closed out, a net change of +2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q3 2019 was Sound Income Strategies, an estimated $3.13M added.
  • The largest PennantPark Floating Rate Capital seller in Q3 2019 was LGT Capital Partners, an estimated $3.42M sold.

Based on aggregated 13F filings for Q3 2019.