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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

96 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
33
Reduced
31
Closed
10
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$56K

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$21.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.82M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2.23M
4
VEA
4
Virtus ETF Advisers
New York
$3.97M
5
Millennium Management
5
Millennium Management
New York
$599K

Top Sellers

1
LCP
1
LGT Capital Partners
Switzerland
$9.57M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$4.14M
3
MC
3
Muzinich & Co
New York
$4.67M
4
RA
4
Resource America
New York
$1.51M
5
Stifel Financial
5
Stifel Financial
Missouri
$1.63M
Name Holding Trade Value Shares
Change 		Shares
Change %
Mirae Asset Global Investments
51
Mirae Asset Global Investments
South Korea
$447K +$128K +11,032 +40%
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$409K -$217K -18,667 -35%
TC
53
TownSquare Capital
Utah
$400K +$400K +34,227 New
AWM
54
AllSquare Wealth Management
New York
$371K -$2.32K -200 -0.6%
FAAS
55
First Allied Advisory Services
California
$334K +$114K +9,824 +52%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$323K -$7.34K -632 -2%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$312K -$391K -33,642 -56%
WAM
58
Wolverine Asset Management
Illinois
$287K -$92.7K -7,992 -24%
OAM
59
Oxford Asset Management
United Kingdom
$274K +$274K +23,647 New
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$238K +$2.2K +190 +0.9%
FIA
61
FNY Investment Advisers
New York
$238K +$7.82K +676 +3%
California Public Employees Retirement System
62
California Public Employees Retirement System
California
$221K +$69.3K +5,971 +46%
WS
63
Wedbush Securities
California
$219K -$187K -16,062 -46%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$209K – – –
Ameriprise
65
Ameriprise
Minnesota
$207K -$83.9K -7,221 -29%
GAMC
66
Garner Asset Management Corp
Texas
$205K -$6.25K -538 -3%
PAM
67
PVG Asset Management
Colorado
$185K +$185K +15,953 New
RA
68
Rational Advisors
New York
$172K +$172K +14,850 New
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$166K -$14.9K -1,283 -8%
KPW
70
Kore Private Wealth
New York
$148K – – –
LPL Financial
71
LPL Financial
California
$148K +$766 +66 +0.5%
SI
72
Stephens Inc
Arkansas
$128K – – –
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
$128K +$128K +11,078 New
AG
74
Advisor Group
Arizona
$117K -$6.13K -530 -5%
NFG
75
Next Financial Group
Texas
$85K -$16.2K -1,393 -16%
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