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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

97 hedge funds and large institutions have $170M invested in PennantPark Floating Rate Capital in 2018 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
97
Holders Change
+8
Holders Change %
+8.99%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
23
Increased
27
Reduced
32
Closed
15
Calls
$4K
Puts
$16K
Net Calls
-$12K
Net Calls Change
-$14K

Top Buyers

1
AM
1
Ares Management
California
$9.67M
2
LCP
2
LGT Capital Partners
Switzerland
$11.8M
3
BRWM
3
B. Riley Wealth Management
Tennessee
$2.22M
4
PA
4
PFG Advisors
Arizona
$1.96M
5
CCM
5
Castine Capital Management
Massachusetts
$1.43M

Top Sellers

1
BRF
1
B. Riley Financial
California
$0
2
TYCC
2
Texas Yale Capital Corp
Florida
$0
3
UBS Group
3
UBS Group
Switzerland
$8.2M
4
Stifel Financial
4
Stifel Financial
Missouri
$2.65M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$5.21M
Name Holding Trade Value Shares
Change 		Shares
Change %
Aberdeen Group
51
Aberdeen Group
United Kingdom
$366K +$118K +10,000 +47%
Royal Bank of Canada
52
Royal Bank of Canada
Ontario, Canada
$326K +$2.29K +197 +0.7%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$322K +$33.3K +2,881 +12%
AWM
54
AllSquare Wealth Management
New York
$318K -$49.7K -4,300 -14%
Mirae Asset Global Investments
55
Mirae Asset Global Investments
South Korea
$252K +$18.4K +1,590 +8%
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$232K +$1.84K +159 +0.8%
GAMC
57
Garner Asset Management Corp
Texas
$230K – – –
SC
58
Sepio Capital
Utah
$229K +$229K +19,750 New
Ameriprise
59
Ameriprise
Minnesota
$226K +$28.7K +2,482 +15%
OAM
60
Oxford Asset Management
United Kingdom
$220K +$220K +19,051 New
SWM
61
Stockman Wealth Management
Montana
$188K – – –
Commonwealth Equity Services
62
Commonwealth Equity Services
Massachusetts
$184K -$401K -34,799 -69%
Millennium Management
63
Millennium Management
New York
$176K -$61.4K -5,316 -26%
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
$166K +$166K +14,363 New
Bank of America
65
Bank of America
North Carolina
$138K -$13.8K -1,195 -9%
Canada Life
66
Canada Life
Manitoba, Canada
$130K +$8.39K +747 +7%
Two Sigma Investments
67
Two Sigma Investments
New York
$127K -$68.3K -5,896 -35%
SI
68
Stephens Inc
Arkansas
$127K +$127K +10,997 New
FC
69
Financial Consulate
Maryland
$121K -$9K -776 -7%
ECM
70
ExodusPoint Capital Management
New York
$118K +$118K +10,200 New
RJFSA
71
Raymond James Financial Services Advisors
Florida
$117K -$416 -36 -0.4%
NFA
72
Nuveen Fund Advisors
Illinois
$116K -$133K -11,502 -53%
ASN
73
Advisory Services Network
Georgia
$112K – – –
GWM
74
Geneos Wealth Management
Colorado
$98K – – –
AG
75
Advisor Group
Arizona
$96K -$61.1K -5,280 -39%
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