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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

96 hedge funds and large institutions have $173M invested in PennantPark Floating Rate Capital in 2018 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 33 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+4
Holders Change %
+4.35%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
11
Increased
22
Reduced
33
Closed
6
Calls
$68K
Puts
$704K
Net Calls
-$636K
Net Calls Change
-$184K

Top Buyers

1
AR
1
Advisory Research
Illinois
$1.91M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$1.79M
3
SIS
3
Sound Income Strategies
Florida
$12.7M
4
VF
4
Virtu Financial
New York
$368K
5
PRCP
5
Pacific Ridge Capital Partners
Oregon
$5.53M

Top Sellers

1
MC
1
Muzinich & Co
New York
$7.9M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$7.7M
3
CIM
3
Confluence Investment Management
Missouri
$1.21M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$502K
5
BlackRock
5
BlackRock
New York
$2.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$397K +$62.3K +4,562 +19%
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$394K -$4.86K -356 -1%
VF
53
Virtu Financial
New York
$368K +$368K +26,935 New
Two Sigma Investments
54
Two Sigma Investments
New York
$348K -$118K -8,669 -25%
GAMC
55
Garner Asset Management Corp
Texas
$272K – – –
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$269K +$2.01K +147 +0.8%
GXMC
57
Global X Management Company
New York
$265K +$13.9K +1,019 +6%
AG
58
Advisor Group
Arizona
$236K +$65.9K +4,822 +39%
SWM
59
Stockman Wealth Management
Montana
$230K – – –
VCM
60
Versant Capital Management
Arizona
$229K -$58.9K -4,322 -20%
D.E. Shaw & Co
61
D.E. Shaw & Co
New York
$154K -$16.9K -1,232 -10%
RJFSA
62
Raymond James Financial Services Advisors
Florida
$152K – – –
LPL Financial
63
LPL Financial
California
$147K -$5.79K -425 -4%
CIBC World Market
64
CIBC World Market
Ontario, Canada
$144K -$10.9K -797 -7%
FC
65
Financial Consulate
Maryland
$144K -$9.11K -667 -6%
Canada Life
66
Canada Life
Manitoba, Canada
$143K – – –
Citadel Advisors
67
Citadel Advisors
Florida
$142K +$142K +10,430 New
ICA
68
Infrastructure Capital Advisors
New York
$138K -$137K -10,000 -50%
AIM
69
Assured Investment Management
New York
$137K +$137K +10,054 New
ASN
70
Advisory Services Network
Georgia
$131K – – –
GWM
71
Geneos Wealth Management
Colorado
$113K +$18.1K +1,335 +19%
Bank of America
72
Bank of America
North Carolina
$101K -$6.57K -481 -6%
FANJ
73
Financial Architects (New Jersey)
New Jersey
$96K – – –
Envestnet Asset Management
74
Envestnet Asset Management
Illinois
$83K -$41.6K -3,035 -33%
Simplex Trading
75
Simplex Trading
Illinois
$76K +$9.04K +668 +13%
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