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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

70 hedge funds and large institutions have $109M invested in PennantPark Floating Rate Capital in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 6 closing their positions.

Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
8
Increased
29
Reduced
19
Closed
6
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
–

Top Buyers

1
AM
1
Ares Management
California
$7.29M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$4.04M
3
MC
3
Muzinich & Co
New York
$5.12M
4
WFI
4
West Family Investments
California
$4.61M
5
Millennium Management
5
Millennium Management
New York
$417K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.84M
2
CS
2
Credit Suisse
Switzerland
$0
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
KACA
4
Kayne Anderson Capital Advisors
California
$416K
5
YCM
5
Yakira Capital Management
Connecticut
$751K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
51
Raymond James Financial Services Advisors
Florida
$161K +$161K +12,133 New
Bank of America
52
Bank of America
North Carolina
$158K – – –
JPMorgan Chase & Co
53
JPMorgan Chase & Co
New York
$152K -$59.5K -4,500 -28%
GH
54
GAM Holding
Switzerland
$119K +$119K +8,970 New
AG
55
Advisor Group
Arizona
$108K -$7.62K -576 -7%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$86K -$32.5K -2,462 -27%
GWM
57
Geneos Wealth Management
Colorado
$82K – – –
TRCT
58
Tower Research Capital (TRC)
New York
$28K +$17.6K +1,347 +169%
EWM
59
Edge Wealth Management
New York
$26K – – –
Creative Planning
60
Creative Planning
Kansas
$15K -$63.6K -4,806 -81%
ST
61
Sphinx Trading
Illinois
$13K -$9.1K -700 -41%
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$13K -$39 -3 -0.3%
Deutsche Bank
63
Deutsche Bank
Germany
$13K +$13K +1,000 New
FWM
64
Focused Wealth Management
New York
$10K – – –
AP
65
Atwood & Palmer
Missouri
$8K – – –
MA
66
MUFG Americas
New York
$7K +$7K +519 New
PCM
67
Penserra Capital Management
California
$5K +$1.34K +103 +37%
PMFA
68
Plante Moran Financial Advisors
Michigan
$3K +$1.08K +73 +56%
CG
69
Cutler Group
California
$3K +$3K +300 New
KF
70
Krilogy Financial
Missouri
$1K – – –
CS
71
Credit Suisse
Switzerland
– -$1.09M -88,103 Closed
YMRC
72
Yorktown Management & Research Company
Virginia
– -$682K -55,000 Closed
CIBC World Market
73
CIBC World Market
Ontario, Canada
– -$144K -11,627 Closed
JC
74
JBF Capital
Colorado
– -$77K -6,245 Closed
BIM
75
BlackRock Investment Management
Delaware
– -$19K -1,500 Closed
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