PFLT icon

PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

68 hedge funds and large institutions have $82.3M invested in PennantPark Floating Rate Capital in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 27 reducing their positions, and 12 closing their positions.

Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
19
Reduced
27
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCP
1
LGT Capital Partners
Switzerland
$5.57M
2
PC
2
Polar Capital
United Kingdom
$3.55M
3
BRF
3
B. Riley Financial
California
$1.92M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.75M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$7.4M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$3.73M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
GP
3
GLG Partners
United Kingdom
$3.73M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$653K
5
AAM
5
Advisors Asset Management
Colorado
$7.38M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$118K 10,517 -258 -2%
AIG
52
American International Group
New York
$106K 9,452 -1,850 -16%
Creative Planning
53
Creative Planning
Kansas
$85K 7,520 +4,806 +177%
JC
54
JBF Capital
Colorado
$70K 6,245 – –
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$68K 6,067 -1,310 -18%
PCM
56
Prelude Capital Management
New York
$56K 5,000 – –
TRCT
57
Tower Research Capital (TRC)
New York
$47K 4,217 +4,217 New
PI
58
PineBridge Investments
New York
$35K 3,139 +71 +2%
AFP
59
Ausdal Financial Partners
Iowa
$29K 2,560 +2,560 New
WRM
60
Westport Resources Management
Connecticut
$24K 2,105 -358 -15%
EWM
61
Edge Wealth Management
New York
$23K 2,000 – –
MFS
62
MSI Financial Services
Massachusetts
$23K 2,000 +2,000 New
ST
63
Sphinx Trading
Illinois
$19K 1,700 -2,102 -55%
Bank of America
64
Bank of America
North Carolina
$19K 1,704 – –
FWM
65
Focused Wealth Management
New York
$8K 750 – –
AP
66
Atwood & Palmer
Missouri
$7K 640 – –
KM
67
Kalos Management
Georgia
– – – –
Manulife (Manufacturers Life Insurance)
68
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.66K 147,654 -85,025 -37%
KF
69
Krilogy Financial
Missouri
$1K 96 – –
SIA
70
Sit Investment Associates
Minnesota
– – -150,586 Closed
NCCM
71
Nine Chapters Capital Management
New Jersey
– – -34,300 Closed
EGA
72
Eagle Global Advisors
Texas
– – -10,657 Closed
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
– – -10,223 Closed
Walleye Trading
74
Walleye Trading
New York
– – -2,000 Closed
Group One Trading
75
Group One Trading
Illinois
– – -1,716 Closed
1 2
3
4