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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

89 hedge funds and large institutions have $179M invested in PennantPark Floating Rate Capital in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
-7
Holders Change %
-7.29%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
26
Reduced
29
Closed
19
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
+$638K

Top Buyers

1
LCP
1
LGT Capital Partners
Switzerland
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$13.7M
3
AAM
3
Advisors Asset Management
Colorado
$5.17M
4
VanEck Associates
4
VanEck Associates
New York
$4.22M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$473K

Top Sellers

1
WA
1
WESPAC Advisors
California
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
RA
3
Rational Advisors
New York
$0
4
PAM
4
PVG Asset Management
Colorado
$0
5
MC
5
Muzinich & Co
New York
$7.14M
Name Holding Trade Value Shares
Change 		Shares
Change %
AR
26
Advisory Research
Illinois
$1.8M -$45.5K -3,463 -2%
SMDAM
27
Sumitomo Mitsui DS Asset Management
Japan
$1.67M -$53.4K -4,063 -3%
HighTower Advisors
28
HighTower Advisors
Illinois
$1.61M +$32.5K +2,473 +2%
TFCM
29
Taylor Frigon Capital Management
Arizona
$1.45M +$37.8K +2,875 +3%
MCM
30
McKinley Capital Management
Alaska
$1.43M +$4.7K +357 +0.3%
Wells Fargo
31
Wells Fargo
California
$1.35M -$7.39K -562 -0.5%
CL
32
CSS LLC
Illinois
$1.26M – – –
CIM
33
Confluence Investment Management
Missouri
$1.16M – – –
MCM
34
Monument Capital Management
Virginia
$1.15M +$22.7K +1,725 +2%
GC
35
Guggenheim Capital
Illinois
$1.14M +$112K +8,552 +11%
FCH
36
Freestone Capital Holdings
Washington
$1.12M +$592 +45 +0.1%
TYCC
37
Texas Yale Capital Corp
Florida
$1.05M – – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$1.03M – – –
SCM
39
Shelton Capital Management
Colorado
$907K – – –
YCM
40
Yakira Capital Management
Connecticut
$714K – – –
OIA
41
Optimum Investment Advisors
Illinois
$677K -$13.4K -1,020 -2%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$667K +$123K +9,387 +23%
JPMorgan Chase & Co
43
JPMorgan Chase & Co
New York
$563K +$184K +14,000 +49%
D.E. Shaw & Co
44
D.E. Shaw & Co
New York
$473K +$325K +24,766 +220%
WS
45
Wedbush Securities
California
$440K +$4.48K +341 +1%
AWM
46
AllSquare Wealth Management
New York
$418K +$13.1K +1,000 +3%
Two Sigma Advisers
47
Two Sigma Advisers
New York
$371K -$112K -8,538 -23%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$367K -$46.9K -3,567 -11%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$328K -$54.1K -4,114 -14%
NFA
50
Nuveen Fund Advisors
Illinois
$283K -$268K -20,342 -49%
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