PFLT icon

PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

44 hedge funds and large institutions have $38.3M invested in PennantPark Floating Rate Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 15 closing their positions.

Holders
44
Holders Change
-9
Holders Change %
-16.98%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
16
Reduced
13
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NIMC
1
NWQ Investment Management Company
California
$6.27M
2
TYCC
2
Texas Yale Capital Corp
Florida
$788K
3
DCM
3
Driehaus Capital Management
Illinois
$361K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$327K
5
Goldman Sachs
5
Goldman Sachs
New York
$890K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.3M
2
Northern Trust
2
Northern Trust
Illinois
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
PP
4
Paloma Partners
Connecticut
$0
5
COPPSERS
5
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
26
PDT Partners
New York
$255K -$215K -15,600 -46%
Wells Fargo
27
Wells Fargo
California
$223K +$71.2K +5,161 +47%
AIG
28
American International Group
New York
$222K +$10.3K +750 +5%
AIM
29
ADAR Investment Management
New Jersey
$220K – – –
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$214K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$169K -$2.66K -192 -2%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$142K +$142K +10,301 New
MSE
33
MUFG Securities EMEA
United Kingdom
$77K – – –
WRM
34
Westport Resources Management
Connecticut
$55K +$194 +14 +0.4%
Barclays
35
Barclays
United Kingdom
$34K -$32.1K -2,441 -49%
US Bancorp
36
US Bancorp
Minnesota
$28K – – –
EWM
37
Edge Wealth Management
New York
$28K +$28K +2,000 New
TRCT
38
Tower Research Capital (TRC)
New York
$27K +$25.6K +1,847 +1,847%
NFG
39
Next Financial Group
Texas
$22K +$22K +1,580 New
Citigroup
40
Citigroup
New York
$12K +$6.89K +508 +135%
GT
41
Glenmede Trust
Pennsylvania
$6K – – –
GSC
42
Ground Swell Capital
South Carolina
$6K +$872 +68 +17%
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
$4.01K – – –
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$980 -$1.57K -113,739 -62%
Northern Trust
45
Northern Trust
Illinois
– -$1.65M -115,712 Closed
Deutsche Bank
46
Deutsche Bank
Germany
– -$1.41M -98,813 Closed
PP
47
Paloma Partners
Connecticut
– -$905K -63,325 Closed
COPPSERS
48
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$614K -42,944 Closed
CS
49
Credit Suisse
Switzerland
– -$580K -40,619 Closed
D.E. Shaw & Co
50
D.E. Shaw & Co
New York
– -$457K -32,001 Closed
1
2
3