GSC
PFLT icon

Ground Swell Capital’s PennantPark Floating Rate Capital PFLT Stock Holding History

Ground Swell Capital’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$6K Buy
468
+68
+17% +$958 0.01% 1346
2014
Q2 		$6K Buy
+400
New +$5.54K 0.01% 996

Other funds holding PFLT

NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
UBS AM
UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Ground Swell Capital's PFLT Position: Q3 2014 in Review

Ground Swell Capital increased its PennantPark Floating Rate Capital (PFLT) stake by 17% in Q3 2014, buying an estimated $958 and bringing the position to 468 shares worth $6K. The position accounts for 0.01% of the portfolio, ranked #1346.

Ground Swell Capital first reported a position in PFLT in Q2 2014 and has held it in 2 quarters since. 44 funds tracked by Wall St. Rank hold PFLT as of Q3 2014.

  • Ground Swell Capital held 468 shares of PennantPark Floating Rate Capital worth $6K as of Q3 2014.
  • Ground Swell Capital bought 68 PennantPark Floating Rate Capital shares in Q3 2014, an estimated $958.
  • PennantPark Floating Rate Capital made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1346 holding.
  • Ground Swell Capital first reported a position in PennantPark Floating Rate Capital in Q2 2014 and has held it in 2 quarters since.
  • 44 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.