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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
26
First Foundation Advisors
California
$264K -$134K -13,110 -32%
HCM
27
Hollencrest Capital Management
California
$249K
VKH
28
Virtu KCG Holdings
New York
$225K +$89.5K +8,744 +60%
BBA
29
BLB&B Advisors
Pennsylvania
$111K -$12.8K -1,256 -10%
CA
30
Cetera Advisors
Colorado
$99K -$10.2K -1,000 -9%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$78K -$18.8K -1,833 -19%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$76K -$8.8K -860 -10%
US Bancorp
33
US Bancorp
Minnesota
$61K +$44.7K +4,374 +219%
CAPTRUST Financial Advisors
34
CAPTRUST Financial Advisors
North Carolina
$39K
MFS
35
MSI Financial Services
Massachusetts
$35K
Citigroup
36
Citigroup
New York
$23K +$9.69K +947 +65%
TRCT
37
Tower Research Capital (TRC)
New York
$14K +$15.3K +1,492 New
CPA
38
Cowen Prime Advisors
New York
$13K
DADC
39
D.A. Davidson & Co
Montana
$9K
IF
40
Ironwood Financial
Arizona
$5K -$1.53K -150 -23%
AIG
41
American International Group
New York
$5K +$5.12K +500 New
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$3K
IWMPD
43
Integrated Wealth Management (Palm Desert)
California
$3K
WCM
44
Windsor Capital Management
Arizona
$3K +$4.09K +400 New
DA
45
Doliver Advisors
Texas
-$619K -56,969 Closed
I
46
IberiaBank
Louisiana
-$195K -18,000 Closed
Goldman Sachs
47
Goldman Sachs
New York
-$188K -17,330 Closed