PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

45 hedge funds and large institutions have $50.3M invested in PIMCO Income Strategy Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
12
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$2.02M
2
SIA
2
Sit Investment Associates
Minnesota
$12.4M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.6M
4
CRC
4
Curi RMB Capital
Illinois
$826K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$767K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
MIG
3
Mariner Investment Group
New York
$0
4
LPL Financial
4
LPL Financial
California
$422K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$180K
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$189K +$189K +18,406 New
CA
27
Cetera Advisors
Colorado
$181K +$67.3K +6,525 +59%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$180K -$597K -58,123 -77%
LCM
29
Landscape Capital Management
New Jersey
$170K – – –
RJFSA
30
Raymond James Financial Services Advisors
Florida
$136K +$136K +13,286 New
BBA
31
BLB&B Advisors
Pennsylvania
$116K -$2.64K -256 -2%
CA
32
Cornerstone Advisory
Maryland
$105K -$225K -21,861 -68%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$42K -$5.12K -500 -11%
CAPTRUST Financial Advisors
34
CAPTRUST Financial Advisors
North Carolina
$41K – – –
US Bancorp
35
US Bancorp
Minnesota
$37K – – –
CG
36
Cutler Group
California
$36K – – –
BFEC
37
Benjamin F. Edwards & Company
Missouri
$14K -$8.05K -800 -36%
IA
38
IFP Advisors
Florida
$14K +$14K +1,350 New
DADC
39
D.A. Davidson & Co
Montana
$10K – – –
Citigroup
40
Citigroup
New York
$10K +$1.27K +120 +15%
TRCT
41
Tower Research Capital (TRC)
New York
$10K +$10K +960 New
GWM
42
Geneos Wealth Management
Colorado
$5K – – –
IF
43
Ironwood Financial
Arizona
$5K – – –
PCM
44
Penserra Capital Management
California
$3K – – –
IWM
45
Integrated Wealth Management
California
$3K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$3K – – –
SFS
47
Shaker Financial Services
Virginia
– -$4.4M -459,710 Closed
PPA
48
Parametric Portfolio Associates
Washington
– -$1.15M -120,377 Closed
MIG
49
Mariner Investment Group
New York
– -$1.13M -118,233 Closed
SG Americas Securities
50
SG Americas Securities
New York
– -$299K -31,288 Closed
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2
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