PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

47 hedge funds and large institutions have $39.9M invested in PIMCO Income Strategy Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 8 closing their positions.

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$6.75M
2
SFS
2
Shaker Financial Services
Virginia
$2.35M
3
Invesco
3
Invesco
Georgia
$1.72M
4
SIA
4
Sit Investment Associates
Minnesota
$1.64M
5
PP
5
Paloma Partners
Connecticut
$373K

Top Sellers

1
U
1
UBS
Switzerland
$760K
2
HNB
2
Huntington National Bank
Ohio
$0
3
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$0
4
RCM
4
Rivernorth Capital Management
Florida
$6.46M
5
FAAS
5
First Allied Advisory Services
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SG Americas Securities
26
SG Americas Securities
New York
$233K +$233K +20,636 New
BBA
27
BLB&B Advisors
Pennsylvania
$199K -$14.6K -1,292 -7%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$161K +$318 +28 +0.2%
CFA
29
Cahill Financial Advisors
Minnesota
$138K +$138K +12,130 New
Citigroup
30
Citigroup
New York
$127K +$92.6K +8,219 +269%
CAN
31
Cetera Advisor Networks
California
$121K +$121K +10,659 New
CA
32
Cetera Advisors
Colorado
$117K +$117K +10,293 New
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$114K – – –
BFEC
34
Benjamin F. Edwards & Company
Missouri
$94K +$22.7K +2,000 +32%
BRWA
35
B. Riley Wealth Advisors
Florida
$90K – – –
Ameriprise
36
Ameriprise
Minnesota
$82K -$10.2K -900 -11%
CAPTRUST Financial Advisors
37
CAPTRUST Financial Advisors
North Carolina
$76K -$27.2K -2,400 -26%
Barclays
38
Barclays
United Kingdom
$52K -$190K -17,200 -79%
AIG
39
American International Group
New York
$26.4K -$90 -8 -0.3%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$26K -$9.06K -800 -26%
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$26K – – –
SFSIG
42
San Francisco Sentry Investment Group
California
$20K +$8.89K +800 +80%
TRCT
43
Tower Research Capital (TRC)
New York
$19K -$25.9K -2,255 -58%
NES
44
New England Securities
New York
$18K – – –
US Bancorp
45
US Bancorp
Minnesota
$15K – – –
FFC
46
First Financial Corp
Indiana
$14K – – –
DADC
47
D.A. Davidson & Co
Montana
$11K +$11K +1,000 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
– -$435K -37,608 Closed
FAAS
49
First Allied Advisory Services
California
– -$350K -31,445 Closed
NAM
50
NTV Asset Management
West Virginia
– -$204K -17,658 Closed
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2
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