PCF

High Income Securities Fund
PCF

Overview Fund Activity

42 hedge funds and large institutions have $32.1M invested in High Income Securities Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
8
Increased
11
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$12.9M
2
SIA
2
Sit Investment Associates
Minnesota
$1.59M
3
Grantham, Mayo, Van Otterloo & Co (GMO)
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$805K
4
RCM
4
Rivernorth Capital Management
Florida
$347K
5
Ameriprise
5
Ameriprise
Minnesota
$288K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.36M
2
AAM
2
Advisors Asset Management
Colorado
$4.49M
3
GC
3
Guggenheim Capital
Illinois
$3.26M
4
ICOA
4
Investment Centers of America
North Dakota
$0
5
UBS Group
5
UBS Group
Switzerland
$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
GAM
26
Gemmer Asset Management
California
$31K +$19.9K +2,317 +178%
Citigroup
27
Citigroup
New York
$25K – – –
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$20K – – –
BRC
29
Bell Rock Capital
Delaware
$19K – – –
BC
30
Bartlett & Co
Ohio
$17K – – –
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$14K -$8.38K -1,000 -37%
PA
32
Parallel Advisors
California
$13K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$8K +$7.33K +840 +1,091%
CYG
34
Clean Yield Group
Vermont
$7K +$7K +750 New
US Bancorp
35
US Bancorp
Minnesota
$6K – – –
SPIA
36
Steward Partners Investment Advisory
New York
$6K +$70 +9 +1%
AIM
37
Anchor Investment Management
South Carolina
$4.34K – – –
TRCT
38
Tower Research Capital (TRC)
New York
$3K +$3K +377 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$3K +$3K +400 New
IA
40
IFP Advisors
Florida
$2K – – –
AG
41
Advisor Group
Arizona
$1K – – –
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$1K – – –
ICOA
43
Investment Centers of America
North Dakota
– -$166K -20,211 Closed
VKH
44
Virtu KCG Holdings
New York
– -$86K -10,447 Closed
AIS
45
Accurate Investment Solutions
Pennsylvania
– -$3K -352 Closed
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