PCF

High Income Securities Fund
PCF

Overview Fund Activity

39 hedge funds and large institutions have $28M invested in High Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
5
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$9.9M
2
AA
2
Advisory Alpha
Michigan
$188K
3
Invesco
3
Invesco
Georgia
$529K
4
PAG
4
Private Advisor Group
New Jersey
$91K
5
VKH
5
Virtu KCG Holdings
New York
$86K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$3.55M
3
SCM
3
Saba Capital Management
New York
$2.67M
4
CRC
4
Curi RMB Capital
Illinois
$0
5
LCM
5
Landscape Capital Management
New Jersey
$467K
Name Holding Trade Value Shares
Change 		Shares
Change %
BRC
26
Bell Rock Capital
Delaware
$18K +$18K +2,225 New
BC
27
Bartlett & Co
Ohio
$16K – – –
KT
28
Kanaly Trust
Texas
$16K – – –
MFS
29
MSI Financial Services
Massachusetts
$12K – – –
PA
30
Parallel Advisors
California
$12K +$12K +1,500 New
GAM
31
Gemmer Asset Management
California
$11K +$11K +1,300 New
US Bancorp
32
US Bancorp
Minnesota
$6K – – –
SPIA
33
Steward Partners Investment Advisory
New York
$6K +$6K +761 New
AIM
34
Anchor Investment Management
South Carolina
$4.1K – – –
AIS
35
Accurate Investment Solutions
Pennsylvania
$3K – – –
IA
36
IFP Advisors
Florida
$2K – – –
AG
37
Advisor Group
Arizona
$1K – – –
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$1K +$1K +77 New
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1K +158 New
RCM
40
Rivernorth Capital Management
Florida
– -$2.82M -351,733 Closed
CRC
41
Curi RMB Capital
Illinois
– -$193K -24,060 Closed
AA
42
AQR Arbitrage
Connecticut
– -$86K -10,692 Closed
S
43
SignatureFD
Georgia
– -$19K -2,356 Closed
JFA
44
JNBA Financial Advisors
Minnesota
– -$19K -2,356 Closed
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
– -$16K -2,000 Closed
KA
46
Klingman & Associates
New York
– -$6K -767 Closed
CYG
47
Clean Yield Group
Vermont
– -$6K -750 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$1K -145 Closed
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