PCF

High Income Securities Fund
PCF

Overview Fund Activity

38 hedge funds and large institutions have $21.9M invested in High Income Securities Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
8
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.02M
2
BI
2
Bulldog Investors
New Jersey
$762K
3
AAM
3
Advisors Asset Management
Colorado
$4.03M
4
SG Americas Securities
4
SG Americas Securities
New York
$164K
5
GC
5
Guggenheim Capital
Illinois
$3.36M

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$174K
2
SCM
2
Saba Capital Management
New York
$2.67M
3
VKH
3
Virtu KCG Holdings
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$614K
5
NCMW
5
Northern Capital Management (Wisconsin)
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$33K -$62.2K -8,391 -65%
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$20K – – –
Fifth Third Bancorp
28
Fifth Third Bancorp
Ohio
$16K – – –
KT
29
Kanaly Trust
Texas
$15K – – –
BC
30
Bartlett & Co
Ohio
$14K – – –
MFS
31
MSI Financial Services
Massachusetts
$11K +$578 +80 +6%
Thrivent Financial for Lutherans
32
Thrivent Financial for Lutherans
Minnesota
$7K – – –
KA
33
Klingman & Associates
New York
$6K +$6K +767 New
US Bancorp
34
US Bancorp
Minnesota
$5K – – –
AIS
35
Accurate Investment Solutions
Pennsylvania
$3K +$3K +352 New
IA
36
IFP Advisors
Florida
$2K +$2K +254 New
VKH
37
Virtu KCG Holdings
New York
– -$257K -36,404 Closed
NCMW
38
Northern Capital Management (Wisconsin)
Wisconsin
– -$150K -21,300 Closed
WAM
39
Wolverine Asset Management
Illinois
– -$57K -8,198 Closed
LTFS
40
Ladenburg Thalmann Financial Services
Florida
– -$8K -1,200 Closed
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
– -$4K -540 Closed
1
2