PCF

High Income Securities Fund
PCF

Overview Fund Activity

35 hedge funds and large institutions have $20.9M invested in High Income Securities Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.51M
2
RCM
2
Rivernorth Capital Management
Florida
$935K
3
VKH
3
Virtu KCG Holdings
New York
$257K
4
GC
4
Guggenheim Capital
Illinois
$3.09M
5
NCMW
5
Northern Capital Management (Wisconsin)
Wisconsin
$150K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$3.6M
2
TCM
2
Texan Capital Management
Texas
$0
3
Wells Fargo
3
Wells Fargo
California
$823K
4
WAM
4
Wolverine Asset Management
Illinois
$57K
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
26
Fifth Third Bancorp
Ohio
$16K – – –
BC
27
Bartlett & Co
Ohio
$14K – – –
KT
28
Kanaly Trust
Texas
$14K – – –
MFS
29
MSI Financial Services
Massachusetts
$10K +$10K +1,442 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$8K +$8K +1,200 New
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$7K – – –
KA
32
Klingman & Associates
New York
$5K -$6K -767 Closed
US Bancorp
33
US Bancorp
Minnesota
$5K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$4K – – –
TCM
35
Texan Capital Management
Texas
– -$292K -57,350 Closed
SFS
36
Shaker Financial Services
Virginia
– -$119K -15,282 Closed
SC
37
Searle & Co
Connecticut
– -$16K -2,067 Closed
1
2