PCF

High Income Securities Fund
PCF

Overview Fund Activity

40 hedge funds and large institutions have $23M invested in High Income Securities Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
8
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$1.51M
2
AAM
2
Advisors Asset Management
Colorado
$6.31M
3
Wells Fargo
3
Wells Fargo
California
$1.11M
4
SG Americas Securities
4
SG Americas Securities
New York
$239K
5
VKH
5
Virtu KCG Holdings
New York
$170K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
GC
2
Guggenheim Capital
Illinois
$4.28M
3
DA
3
Doliver Advisors
Texas
$0
4
CA
4
Cornerstone Advisors
North Carolina
$207K
5
RCM
5
Rivernorth Capital Management
Florida
$725K
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$96K +$8.7K +1,053 +10%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$95K – – –
HK
28
Horizon Kinetics
New York
$93K – – –
GHAM
29
Gilman Hill Asset Management
Connecticut
$89K +$89K +10,825 New
CAN
30
Cetera Advisor Networks
California
$87K +$87K +10,540 New
BC
31
Bartlett & Co
Ohio
$69K -$3.32K -400 -5%
AIG
32
American International Group
New York
$32.2K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$28K – – –
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$18K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$18K +$17.9K +2,216 +13,850%
KT
36
Kanaly Trust
Texas
$17K +$17K +2,000 New
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$14K +$14K +1,670 New
WEC
38
Winslow Evans & Crocker
Massachusetts
$12K +$12K +1,500 New
US Bancorp
39
US Bancorp
Minnesota
$6K – – –
KFP
40
Keystone Financial Planning
Ohio
$3K +$3K +351 New
SFS
41
Shaker Financial Services
Virginia
– -$2.52M -320,457 Closed
DA
42
Doliver Advisors
Texas
– -$726K -92,261 Closed
WAM
43
Wolverine Asset Management
Illinois
– -$199K -25,329 Closed
NPC
44
National Planning Corporation
California
– -$93K -12,000 Closed
FAAS
45
First Allied Advisory Services
California
– -$93K -11,577 Closed
Ameriprise
46
Ameriprise
Minnesota
– -$14K -1,720 Closed
First Manhattan
47
First Manhattan
New York
– -$6K -844 Closed
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