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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PI
51
PFG Investments
New York
$352K +$2.47K +99 +0.7%
AQR Capital Management
52
AQR Capital Management
Connecticut
$338K
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$332K +$3.75K +150 +1%
CL
54
CSS LLC
Illinois
$326K -$67.4K -2,700 -16%
IFWM
55
Institute for Wealth Management
Colorado
$321K -$22.1K -884 -6%
KA
56
Kovack Advisors
Florida
$306K +$70.3K +2,814 +28%
IAIM
57
International Assets Investment Management
Florida
$296K
SA
58
Sanctuary Advisors
Indiana
$277K
SCA
59
SMH Capital Advisors
Texas
$252K +$2.5K +100 +0.9%
HWAM
60
Hennion & Walsh Asset Management
New Jersey
$238K -$166K -6,633 -39%
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$235K +$84.9K +3,402 +51%
GAA
62
Global Assets Advisory
Florida
$234K
JIC
63
Joel Isaacson & Co
New York
$234K
DWP
64
Daymark Wealth Partners
Ohio
$226K
HA
65
Huntleigh Advisors
Missouri
$222K +$3.52K +141 +2%
DC
66
Davenport & Co
Virginia
$218K +$1.62K +65 +0.7%
OC
67
Oppenheimer & Co
New York
$206K +$16.1K +646 +8%
BCA
68
Bay Colony Advisors
Massachusetts
$200K -$16.1K -644 -7%
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$189K +$202K +8,094 New
NA
70
NewEdge Advisors
Louisiana
$175K +$6.12K +245 +3%
Rockefeller Capital Management
71
Rockefeller Capital Management
New York
$107K
WWM
72
Wolff Wiese Magana
California
$99.2K
US Bancorp
73
US Bancorp
Minnesota
$96.6K
Carson Wealth (CWM LLC)
74
Carson Wealth (CWM LLC)
Nebraska
$78.1K +$200 +8 +0.2%
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$70.2K