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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LNWWM
51
Laird Norton Wetherby Wealth Management
California
$393K
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$384K +$89.4K +3,661 +31%
PI
53
PFG Investments
New York
$375K +$1.1K +45 +0.3%
IFWM
54
Institute for Wealth Management
Colorado
$371K -$6.38K -261 -2%
AQR Capital Management
55
AQR Capital Management
Connecticut
$363K
IAIM
56
International Assets Investment Management
Florida
$299K
SA
57
Sanctuary Advisors
Indiana
$298K
SCA
58
SMH Capital Advisors
Texas
$277K +$3.52K +144 +1%
GAA
59
Global Assets Advisory
Florida
$251K
JIC
60
Joel Isaacson & Co
New York
$251K
PIWA
61
Prevail Innovative Wealth Advisors
Kansas
$249K +$242K +9,905 New
DWP
62
Daymark Wealth Partners
Ohio
$243K
WS
63
Wedbush Securities
California
$239K -$36.5K -1,493 -14%
DC
64
Davenport & Co
Virginia
$232K -$10.2K -419 -4%
HA
65
Huntleigh Advisors
Missouri
$231K +$1.54K +63 +0.7%
BCA
66
Bay Colony Advisors
Massachusetts
$225K +$2.79K +114 +1%
SWM
67
Silverlake Wealth Management
Vermont
$205K +$199K +8,163 New
OC
68
Oppenheimer & Co
New York
$204K +$198K +8,123 New
Comerica Bank
69
Comerica Bank
Texas
$202K +$1.1K +45 +0.6%
JWCA
70
J.W. Cole Advisors
Florida
$202K +$196K +8,028 New
NA
71
NewEdge Advisors
Louisiana
$180K -$73 -3 -0%
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$115K +$112K +4,569 New
WWM
73
Wolff Wiese Magana
California
$107K
US Bancorp
74
US Bancorp
Minnesota
$104K +$101K +4,135 New
Carson Wealth (CWM LLC)
75
Carson Wealth (CWM LLC)
Nebraska
$84K +$34.4K +1,407 +73%