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Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
51
Geneos Wealth Management
Colorado
$41K – – –
CWM
52
Cedar Wealth Management
California
$38K – – –
APA
53
American Portfolios Advisors
New York
$26.4K -$20.7K -985 -46%
AA
54
Ancora Advisors
Ohio
$26K – – –
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$25K -$420 -20 -2%
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$24K – – –
EWM
57
Edge Wealth Management
New York
$24K – – –
TFGT
58
TS Financial Group (TSFG)
Illinois
$17K – – –
TPWA
59
TRUE Private Wealth Advisors
Oregon
$15K – – –
BFEC
60
Benjamin F. Edwards & Company
Missouri
$13K – – –
PAG
61
Private Advisor Group
New Jersey
$12K +$11.6K +553 New
BWA
62
BDO Wealth Advisors
Florida
$10K – – –
OPS
63
Orion Portfolio Solutions
Nebraska
$1K – – –
ACM
64
Anfield Capital Management
California
– -$874K -46,970 Closed
BRWM
65
B. Riley Wealth Management
Tennessee
– -$235K -12,628 Closed
NFG
66
Next Financial Group
Texas
– -$43K -2,300 Closed
WAP
67
Wealthcare Advisory Partners
Pennsylvania
– -$14K -770 Closed
BBPWM
68
Blue Bell Private Wealth Management
Pennsylvania
– -$10.5K -500 -83%
MWM
69
MBE Wealth Management
Wisconsin
– -$9K -500 Closed
LWM
70
Liberty Wealth Management
California
– -$4K -189 Closed
WCM
71
Wealthcare Capital Management
Virginia
– -$2K -115 Closed
US Bancorp
72
US Bancorp
Minnesota
– -$2K -100 Closed
SFS
73
Sowell Financial Services
Arkansas
– -$525 -25 -69%