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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SC
26
Stolper & Co
Oklahoma
$646K -$14.8K -736 -2%
RIL
27
Rothschild Investment LLC
Illinois
$627K -$43.5K -2,170 -7%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$618K
Stifel Financial
29
Stifel Financial
Missouri
$563K +$128K +6,404 +32%
SWM
30
Spire Wealth Management
Virginia
$456K -$40.1K -2,000 -8%
Walleye Capital
31
Walleye Capital
New York
$450K +$426K +21,253 New
CWM
32
Centurion Wealth Management
Virginia
$421K
Truist Financial
33
Truist Financial
North Carolina
$420K
JP Morgan Chase
34
JP Morgan Chase
New York
$414K +$349K +17,423 +809%
ASN
35
Advisory Services Network
Georgia
$397K +$9.82K +490 +3%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$380K +$30.7K +1,530 +9%
CWM
37
Cornerstone Wealth Management
Missouri
$374K +$2.85K +142 +0.8%
SCA
38
SMH Capital Advisors
Texas
$362K -$2.02K -101 -0.6%
WS
39
Wedbush Securities
California
$352K +$140 +7 +0%
AWS
40
Atria Wealth Solutions
New York
$349K +$25.3K +1,261 +8%
IFWM
41
Institute for Wealth Management
Colorado
$336K
HI
42
Harbour Investments
Wisconsin
$325K -$36.2K -1,804 -10%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$322K +$5.65K +282 +2%
DADC
44
D.A. Davidson & Co
Montana
$315K +$299K +14,905 New
PIWA
45
Prevail Innovative Wealth Advisors
Kansas
$306K +$290K +14,445 New
WI
46
Wintrust Investments
Illinois
$297K +$282K +14,046 New
IAIM
47
International Assets Investment Management
Florida
$279K +$51.2K +2,555 +24%
DWP
48
Daymark Wealth Partners
Ohio
$264K +$250K +12,469 New
XF
49
XML Financial
Maryland
$246K -$20.5K -1,024 -8%
GAA
50
Global Assets Advisory
Florida
$233K