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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
AQR Arbitrage
Connecticut
$588K -$646K -32,977 -52%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$574K +$52.9K +2,700 +10%
SWM
28
Spire Wealth Management
Virginia
$463K +$422K +21,555 +1,078%
First Trust Advisors
29
First Trust Advisors
Illinois
$430K -$409K -20,885 -49%
Stifel Financial
30
Stifel Financial
Missouri
$397K -$7.04K -359 -2%
CWM
31
Centurion Wealth Management
Virginia
$391K
Truist Financial
32
Truist Financial
North Carolina
$390K -$18.2K -930 -4%
ASN
33
Advisory Services Network
Georgia
$359K +$32.5K +1,656 +10%
CWM
34
Cornerstone Wealth Management
Missouri
$345K +$344K +17,560 New
SCA
35
SMH Capital Advisors
Texas
$342K -$31.9K -1,626 -9%
HI
36
Harbour Investments
Wisconsin
$338K +$14.1K +721 +4%
WS
37
Wedbush Securities
California
$327K +$666 +34 +0.2%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$323K +$22.8K +1,164 +8%
IFWM
39
Institute for Wealth Management
Colorado
$313K -$1.86K -95 -0.6%
CIA
40
Capital Investment Advisors
Georgia
$312K +$312K +15,900 New
AWS
41
Atria Wealth Solutions
New York
$299K -$74K -3,778 -20%
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$294K +$293K +14,958 New
XF
43
XML Financial
Maryland
$249K -$99.5K -5,079 -29%
GAA
44
Global Assets Advisory
Florida
$220K
IAIM
45
International Assets Investment Management
Florida
$209K -$16.3K -834 -7%
DC
46
Davenport & Co
Virginia
$201K
NA
47
NewEdge Advisors
Louisiana
$173K -$110K -5,624 -39%
BAM
48
Belpointe Asset Management
Nevada
$133K
MA
49
Montag & Associates
Georgia
$104K
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$104K -$98.9K -5,046 -49%