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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
Telemus Capital
Michigan
$976K +$121K +4,250 +14%
SPIA
27
Steward Partners Investment Advisory
New York
$959K +$33.5K +1,180 +4%
RIL
28
Rothschild Investment LLC
Illinois
$957K
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$941K +$12.9K +455 +1%
Ameriprise
30
Ameriprise
Minnesota
$891K +$21.3K +750 +2%
Truist Financial
31
Truist Financial
North Carolina
$695K -$59.6K -2,096 -8%
AA
32
AQR Arbitrage
Connecticut
$639K -$685K -24,109 -51%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$624K +$101K +3,567 +19%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$616K
DWM
35
Dakota Wealth Management
Florida
$596K
GG
36
Golden Green
South Carolina
$543K -$257K -9,045 -32%
BRWA
37
B. Riley Wealth Advisors
Florida
$522K +$53.2K +1,872 +11%
CWM
38
Cornerstone Wealth Management
Missouri
$513K -$109K -3,842 -17%
WS
39
Wedbush Securities
California
$477K +$99.5K +3,503 +26%
IFWM
40
Institute for Wealth Management
Colorado
$471K -$27.1K -953 -5%
LPL Financial
41
LPL Financial
California
$465K +$161K +5,680 +52%
SCA
42
SMH Capital Advisors
Texas
$454K +$461K +16,215 New
ASN
43
Advisory Services Network
Georgia
$444K +$21.8K +768 +5%
Bank of America
44
Bank of America
North Carolina
$432K -$61.5K -2,166 -12%
Citadel Advisors
45
Citadel Advisors
Florida
$361K +$366K +12,871 New
DC
46
Davenport & Co
Virginia
$318K -$4.83K -170 -1%
CBT
47
CoreFirst Bank & Trust
Kansas
$297K -$28 -1 -0%
LWAC
48
Laurel Wealth Advisors (California)
California
$275K +$5K +176 +2%
GLLW
49
Graves Light Lenhart Wealth
Virginia
$265K
MA
50
MONECO Advisors
Connecticut
$236K -$27.7K -975 -10%