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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$657K
WAM
27
Wolverine Asset Management
Illinois
$592K +$590K +24,404 New
Bank of America
28
Bank of America
North Carolina
$567K +$65.4K +2,703 +13%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$546K -$13.8K -570 -2%
CRC
30
Curi RMB Capital
Illinois
$519K +$517K +21,364 New
CWM
31
Cornerstone Wealth Management
Missouri
$487K +$57.3K +2,369 +13%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$447K -$12.6K -522 -3%
IFWM
33
Institute for Wealth Management
Colorado
$435K -$2.85K -118 -0.7%
DWM
34
Dakota Wealth Management
Florida
$419K -$43.9K -1,814 -10%
LCM
35
Landscape Capital Management
New Jersey
$388K +$120K +4,982 +45%
WS
36
Wedbush Securities
California
$377K +$55.4K +2,289 +17%
ASN
37
Advisory Services Network
Georgia
$371K +$34.1K +1,411 +10%
SFS
38
Shaker Financial Services
Virginia
$321K +$319K +13,202 New
LPL Financial
39
LPL Financial
California
$306K +$305K +12,598 New
DC
40
Davenport & Co
Virginia
$292K -$18.7K -775 -6%
BRWM
41
B. Riley Wealth Management
Tennessee
$282K +$281K +11,628 New
IAIM
42
International Assets Investment Management
Florida
$268K +$24 +1 +0%
LWAC
43
Laurel Wealth Advisors (California)
California
$235K +$2.47K +102 +1%
GLLW
44
Graves Light Lenhart Wealth
Virginia
$229K
MA
45
MONECO Advisors
Connecticut
$227K +$629 +26 +0.3%
CAN
46
Claraphi Advisory Network
United States
$209K -$27.1K -1,119 -11%
Citigroup
47
Citigroup
New York
$204K -$1.67K -69 -0.8%
BAM
48
Belpointe Asset Management
Nevada
$176K
CCA
49
Column Capital Advisors
Indiana
$151K
PB
50
Pinnacle Bancorp
Nebraska
$65K