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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$511K -$33.2K -1,519 -5%
BKA
27
Brick & Kyle Associates
Pennsylvania
$493K +$1.07K +49 +0.2%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$449K +$272K +12,420 +107%
Bank of America
29
Bank of America
North Carolina
$416K -$162K -7,419 -25%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$365K -$68.6K -3,137 -14%
DWM
31
Dakota Wealth Management
Florida
$351K +$413K +18,889 New
IFWM
32
Institute for Wealth Management
Colorado
$350K -$36.6K -1,675 -8%
WS
33
Wedbush Securities
California
$320K +$115K +5,254 +44%
ASN
34
Advisory Services Network
Georgia
$244K +$21.2K +971 +8%
DC
35
Davenport & Co
Virginia
$238K +$27.4K +1,255 +11%
BRWM
36
B. Riley Wealth Management
Tennessee
$235K +$276K +12,628 New
AA
37
AQR Arbitrage
Connecticut
$221K +$259K +11,861 New
IAIM
38
International Assets Investment Management
Florida
$205K +$242K +11,045 New
CWM
39
Cornerstone Wealth Management
Missouri
$202K -$13.6K -622 -5%
CAN
40
Claraphi Advisory Network
United States
$181K +$1.53K +70 +0.7%
Citigroup
41
Citigroup
New York
$161K -$2.36K -108 -1%
BAM
42
Belpointe Asset Management
Nevada
$135K -$12K -550 -7%
MA
43
MUFG Americas
New York
$66K +$77.4K +3,540 New
PB
44
Pinnacle Bancorp
Nebraska
$50K
NFG
45
Next Financial Group
Texas
$43K +$2.19K +100 +5%
APA
46
American Portfolios Advisors
New York
$40.2K +$22.6K +1,031 +91%
GWM
47
Geneos Wealth Management
Colorado
$35K
CWM
48
Cedar Wealth Management
California
$32K
Carson Wealth (CWM LLC)
49
Carson Wealth (CWM LLC)
Nebraska
$24K
AA
50
Ancora Advisors
Ohio
$21K