MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

48 hedge funds and large institutions have $118M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TCA
1
Transcend Capital Advisors
New Jersey
$3.9M
2
XF
2
XML Financial
Maryland
$3.01M
3
KAS
3
Kestra Advisory Services
Texas
$2.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$24.8M
5
PGWM
5
Parisi Gray Wealth Management
New Jersey
$1.01M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$5.01M
2
UBS Group
2
UBS Group
Switzerland
$3.15M
3
Invesco
3
Invesco
Georgia
$0
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$1.52M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.37M
Name Market Value Shares Shares
Change 		Shares
Change %
ASN
26
Advisory Services Network
Georgia
$821K 37,500 – –
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$787K 35,938 +1,826 +5%
USCWA
28
U.S. Capital Wealth Advisors
Texas
$677K 30,924 +30,924 New
PWS
29
Private Wealth Strategies
Ohio
$608K 27,759 +315 +1%
First Trust Advisors
30
First Trust Advisors
Illinois
$479K 21,884 -2,828 -11%
GSWM
31
Golden State Wealth Management
California
$451K 20,580 -1,169 -5%
SPIA
32
Steward Partners Investment Advisory
New York
$407K 18,600 – –
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$379K 17,335 +38 +0.2%
SFG
34
Sovereign Financial Group
Connecticut
$373K 17,023 +2,107 +14%
KPWS
35
Kestra Private Wealth Services
Texas
$298K 13,587 +144 +1%
SCA
36
Snowden Capital Advisors
New York
$273K 12,479 +130 +1%
WKWM
37
Walter & Keenan Wealth Management
Indiana
$269K 12,300 +12,300 New
QCIG
38
Quad-Cities Investment Group
Iowa
$213K 9,727 +110 +1%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$107K 4,897 +303 +7%
HI
40
Harbour Investments
Wisconsin
$103K 4,720 -197 -4%
US Bancorp
41
US Bancorp
Minnesota
$64K 2,925 – –
SSC
42
Syverson Strege & Co
Iowa
$53K 2,399 – –
BFEC
43
Benjamin F. Edwards & Company
Missouri
$28K 1,284 -534 -29%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$22K 1,000 – –
LWP
45
Laurel Wealth Planning
Minnesota
$19K 853 – –
WAM
46
Wolverine Asset Management
Illinois
$10K 489 +303 +163%
Citigroup
47
Citigroup
New York
$9K 400 – –
PA
48
Parallel Advisors
California
$2K 97 – –
Invesco
49
Invesco
Georgia
– – -23,482 Closed
Truist Financial
50
Truist Financial
North Carolina
– – -11,304 Closed
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2
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