MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

41 hedge funds and large institutions have $87.4M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
23
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.7M
2
RJA
2
Raymond James & Associates
Florida
$11.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.87M
4
LFS
4
Legacy Financial Strategies
Kansas
$775K
5
Truist Financial
5
Truist Financial
North Carolina
$271K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$851K
2
Invesco
2
Invesco
Georgia
$745K
3
GSWM
3
Golden State Wealth Management
California
$0
4
Bank of America
4
Bank of America
North Carolina
$18.6M
5
Wells Fargo
5
Wells Fargo
California
$6.52M
Name Market Value Shares Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$489K 23,240 +3,638 +19%
BP
27
Ballentine Partners
Massachusetts
$458K 21,802 +2,129 +11%
SPIA
28
Steward Partners Investment Advisory
New York
$380K 18,093 +5 +0%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$352K 16,761 +97 +0.6%
Truist Financial
30
Truist Financial
North Carolina
$271K 12,876 +12,876 New
SCA
31
Snowden Capital Advisors
New York
$264K 12,555 +129 +1%
QCIG
32
Quad-Cities Investment Group
Iowa
$242K 11,537 +140 +1%
SXL
33
Summit X LLC
Missouri
$200K 9,500 +9,500 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$119K 5,650 -3,625 -39%
1W
35
1776 Wealth
Georgia
$109K 5,200 +5,200 New
US Bancorp
36
US Bancorp
Minnesota
$73K 3,480 -8,000 -70%
AI
37
ArchPoint Investors
Florida
$52K 2,460 – –
BFEC
38
Benjamin F. Edwards & Company
Missouri
$41K 1,962 +118 +6%
Citigroup
39
Citigroup
New York
$40K 1,900 -475 -20%
BRC
40
Bell Rock Capital
Delaware
$21K 1,000 – –
PAM
41
Panagora Asset Management
Massachusetts
$8K 387 -216 -36%
GSWM
42
Golden State Wealth Management
California
– – -20,019 Closed
CAN
43
Cetera Advisor Networks
California
– – -14,512 Closed
AIC
44
Ameritas Investment Company
Nebraska
– – -3,250 Closed
CFGS
45
Concourse Financial Group Securities
Alabama
– – – –
1
2