MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

42 hedge funds and large institutions have $87.1M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
20
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.83M
2
BP
2
Ballentine Partners
Massachusetts
$413K
3
PMG
3
ProVise Management Group
Florida
$961K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.51M
5
Stifel Financial
5
Stifel Financial
Missouri
$751K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$19M
2
Invesco
2
Invesco
Georgia
$1.4M
3
Morgan Stanley
3
Morgan Stanley
New York
$17M
4
AAM
4
Advisors Asset Management
Colorado
$0
5
GC
5
Guggenheim Capital
Illinois
$1.71M
Name Market Value Shares Shares
Change 		Shares
Change %
BP
26
Ballentine Partners
Massachusetts
$413K 19,673 +19,673 New
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$411K 19,602 -659 -3%
SPIA
28
Steward Partners Investment Advisory
New York
$379K 18,088 +3,286 +22%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$349K 16,664 +96 +0.6%
CAN
30
Cetera Advisor Networks
California
$304K 14,512 – –
SCA
31
Snowden Capital Advisors
New York
$261K 12,426 +126 +1%
BTS
32
BB&T Securities
Virginia
$259K 12,376 – –
US Bancorp
33
US Bancorp
Minnesota
$241K 11,480 – –
QCIG
34
Quad-Cities Investment Group
Iowa
$240K 11,397 +1,363 +14%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$195K 9,275 +2,625 +39%
AIC
36
Ameritas Investment Company
Nebraska
$68K 3,250 +3,250 New
AI
37
ArchPoint Investors
Florida
$52K 2,460 – –
Citigroup
38
Citigroup
New York
$50K 2,375 – –
BFEC
39
Benjamin F. Edwards & Company
Missouri
$39K 1,844 +1,250 +210%
AIM
40
Advantage Investment Management
Iowa
$38K 1,800 – –
BRC
41
Bell Rock Capital
Delaware
$20K 1,000 – –
PAM
42
Panagora Asset Management
Massachusetts
$13K 603 +603 New
AAM
43
Advisors Asset Management
Colorado
– – -25,829 Closed
FANJ
44
Financial Architects (New Jersey)
New Jersey
– – -4,524 Closed
AC
45
Avestar Capital
New York
– – -828 Closed
M
46
MOTCO
Texas
– – -370 Closed
CFGS
47
Concourse Financial Group Securities
Alabama
– – – –
1
2