MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

43 hedge funds and large institutions have $79.8M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
18
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$18.5M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.81M
3
RIA
3
Regal Investment Advisors
Michigan
$568K
4
Morgan Stanley
4
Morgan Stanley
New York
$12.8M
5
DDPIC
5
Deroy & Devereaux Private Investment Counsel
Michigan
$275K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$1.73M
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
Invesco
3
Invesco
Georgia
$4.44M
4
HCM
4
Harvest Capital Management
New Hampshire
$0
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LFS
26
Legacy Financial Strategies
Kansas
$283K 14,623 +1,493 +11%
DDPIC
27
Deroy & Devereaux Private Investment Counsel
Michigan
$275K 14,005 +14,005 New
QCIG
28
Quad-Cities Investment Group
Iowa
$259K 13,256 +162 +1%
SPIA
29
Steward Partners Investment Advisory
New York
$240K 12,200 – –
US Bancorp
30
US Bancorp
Minnesota
$239K 12,170 – –
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$236K 12,052 +1,445 +14%
RJT
32
Raymond James Trust
Florida
$225K 11,435 -2,700 -19%
BF
33
BOK Financial
Oklahoma
$196K 10,000 – –
Citigroup
34
Citigroup
New York
$136K 6,935 -500 -7%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$131K 6,650 -3,000 -31%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$88K 4,463 -5,232 -54%
AI
37
ArchPoint Investors
Florida
$48K 2,460 – –
AIM
38
Advantage Investment Management
Iowa
$35K 1,800 – –
BRC
39
Bell Rock Capital
Delaware
$20K 1,000 – –
AG
40
Advisor Group
Arizona
$20K 1,000 – –
MWM
41
Mascoma Wealth Management
New Hampshire
$20K 1,000 – –
AC
42
Avestar Capital
New York
$16K 828 – –
SWM
43
SeaCrest Wealth Management
New York
$7K 376 – –
HCM
44
Harvest Capital Management
New Hampshire
– – -17,500 Closed
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
– – -10,714 Closed
CWM
46
Cornerstone Wealth Management
Missouri
– – -9,787 Closed
SEI Investments
47
SEI Investments
Pennsylvania
– – -667 Closed
CFGS
48
Concourse Financial Group Securities
Alabama
– – – –
1
2