MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

43 hedge funds and large institutions have $75.3M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$4.9M
2
UBS Group
2
UBS Group
Switzerland
$4.8M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.15M
4
RJA
4
Raymond James & Associates
Florida
$9.02M
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$1.1M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$4.49M
2
Bank of America
2
Bank of America
North Carolina
$16.3M
3
Morgan Stanley
3
Morgan Stanley
New York
$9.96M
4
RIA
4
Regal Investment Advisors
Michigan
$0
5
SMG
5
Spectrum Management Group
Indiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
US Bancorp
26
US Bancorp
Minnesota
$248K 12,500 – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$246K 12,420 +538 +5%
SPIA
28
Steward Partners Investment Advisory
New York
$241K 12,200 – –
BTS
29
BB&T Securities
Virginia
$215K 10,892 +10,892 New
BF
30
BOK Financial
Oklahoma
$198K 10,000 +10,000 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$171K 8,650 – –
AC
32
Avestar Capital
New York
$101K 5,128 +5,128 New
MOS
33
MGO One Seven
Ohio
$99K 5,000 +5,000 New
IWM
34
IHT Wealth Management
Illinois
$96K 4,790 -1,200 -20%
AI
35
ArchPoint Investors
Florida
$49K 2,460 – –
AIM
36
Advantage Investment Management
Iowa
$36K 1,800 – –
VCM
37
Versant Capital Management
Arizona
$34K 1,726 +1,726 New
APA
38
American Portfolios Advisors
New York
$24.8K 1,250 +1,250 New
BRC
39
Bell Rock Capital
Delaware
$20K 1,000 – –
MWM
40
Mascoma Wealth Management
New Hampshire
$19K 1,000 – –
SEI Investments
41
SEI Investments
Pennsylvania
$13K 667 – –
SWM
42
SeaCrest Wealth Management
New York
$7K 376 +376 New
PCG
43
Private Capital Group
Connecticut
$258 40 +40 New
RIA
44
Regal Investment Advisors
Michigan
– – -23,447 Closed
SMG
45
Spectrum Management Group
Indiana
– – -7,600 Closed
NFG
46
Next Financial Group
Texas
– – -434 Closed
1
2