JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

42 hedge funds and large institutions have $206M invested in Japan Smaller Capitalization Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 22 reducing their positions, and 9 closing their positions.

Holders
42
Holders Change
-6
Holders Change %
-12.5%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
3
Increased
8
Reduced
22
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$11.3M
2
BIA
2
Barry Investment Advisors
Massachusetts
$24.3M
3
Wells Fargo
3
Wells Fargo
California
$46.9M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.63M
5
Bank of America
5
Bank of America
North Carolina
$462K

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$18.9M
2
GFM
2
Gramercy Funds Management
Connecticut
$0
3
Citigroup
3
Citigroup
New York
$0
4
KIM
4
Karpus Investment Management
New York
$17.1M
5
DA
5
Doliver Advisors
Texas
$210K
Name Market Value Shares Shares
Change 		Shares
Change %
AA
26
Ancora Advisors
Ohio
$137K 14,024 -1,200 -8%
WS
27
Wedbush Securities
California
$123K 12,650 -2,700 -18%
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$122K 12,500 -4,010 -24%
BFS
29
Bradley Foster & Sargent
Connecticut
$120K 12,301 +12,301 New
WA
30
WealthTrust Axiom
Pennsylvania
$108K 11,145 -400 -3%
WA
31
WFG Advisors
Texas
$86K 8,873 -4,961 -36%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$73K 7,405 – –
UBS Group
33
UBS Group
Switzerland
$56K 5,808 -4,890 -46%
ARMT
34
Amica Retiree Medical Trust
Rhode Island
$54K 5,525 – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$44K 4,506 +4,506 New
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$26K 2,700 – –
IA
37
IFP Advisors
Florida
$23K 2,389 +205 +9%
DBT
38
Dubuque Bank & Trust
Iowa
$21K 2,127 +2,127 New
PFBT
39
Parkside Financial Bank & Trust
Missouri
$17K 1,740 – –
OMC
40
Oasis Management Company
Cayman Islands
$10K 1,000 – –
Barclays
41
Barclays
United Kingdom
$10K 1,000 – –
AG
42
Advisor Group
Arizona
$6K 651 -800 -55%
GFM
43
Gramercy Funds Management
Connecticut
– – -214,941 Closed
Citigroup
44
Citigroup
New York
– – -201,781 Closed
William Blair & Company
45
William Blair & Company
Illinois
– – -21,001 Closed
TC
46
TFS Capital
Pennsylvania
– – -10,083 Closed
S
47
SignatureFD
Georgia
– – -4,400 Closed
JFA
48
JNBA Financial Advisors
Minnesota
– – -4,400 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– – -1,291 Closed
MFS
50
MSI Financial Services
Massachusetts
– – -142 Closed
1
2
3