JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

43 hedge funds and large institutions have $198M invested in Japan Smaller Capitalization Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
11
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$31.1M
2
Wells Fargo
2
Wells Fargo
California
$44.5M
3
1CP
3
1607 Capital Partners
Virginia
$38.1M
4
COLIM
4
City of London Investment Management
United Kingdom
$2.99M
5
KIM
5
Karpus Investment Management
New York
$17.2M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$24.4M
2
FWSM
2
First Wilshire Securities Management
California
$1.87M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
Bank of America
5
Bank of America
North Carolina
$327K
Name Market Value Shares Shares
Change 		Shares
Change %
SAS
26
Spectrum Advisory Services
Georgia
$188K 19,453 -300 -2%
UBS Group
27
UBS Group
Switzerland
$188K 19,470 +11,255 +137%
WS
28
Wedbush Securities
California
$177K 18,391 – –
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$159K 16,510 – –
TC
30
TFS Capital
Pennsylvania
$151K 15,603 +15,603 New
AA
31
Ancora Advisors
Ohio
$147K 15,224 – –
WA
32
WFG Advisors
Texas
$145K 14,975 -11 -0.1%
WA
33
WealthTrust Axiom
Pennsylvania
$145K 15,045 – –
ARMT
34
Amica Retiree Medical Trust
Rhode Island
$53K 5,525 – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$43K 4,506 +4,506 New
S
36
SignatureFD
Georgia
$42K 4,400 – –
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$26K 2,700 -1,300 -33%
AIG
38
American International Group
New York
$14K 1,451 – –
JIR
39
James Investment Research
Ohio
$10K 1,000 -2,000 -67%
Barclays
40
Barclays
United Kingdom
$9K 1,000 – –
MFS
41
MSI Financial Services
Massachusetts
$3K 263 +121 +85%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$1K 136 – –
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$1K 105 – –
CCP
44
Clough Capital Partners
Massachusetts
– – -18,900 Closed
WAM
45
Weiss Asset Management
Massachusetts
– – -18,122 Closed
Creative Planning
46
Creative Planning
Kansas
– – -7,330 Closed
IA
47
IFP Advisors
Florida
– – -2,184 Closed
BGIM
48
Brandywine Global Investment Management
Pennsylvania
– – -856 Closed
TCOV
49
Trust Company of Vermont
Vermont
– – -444 Closed
US Bancorp
50
US Bancorp
Minnesota
– – -28 Closed
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