JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

45 hedge funds and large institutions have $196M invested in Japan Smaller Capitalization Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
–
Holders Change %
0%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
10
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$44.3M
2
1CP
2
1607 Capital Partners
Virginia
$38.2M
3
KIM
3
Karpus Investment Management
New York
$16.5M
4
BIA
4
Barry Investment Advisors
Massachusetts
$24.4M
5
GFM
5
Gramercy Funds Management
Connecticut
$3.12M

Top Sellers

1
FWSM
1
First Wilshire Securities Management
California
$2.21M
2
CRC
2
Curi RMB Capital
Illinois
$26.8M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$28.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.72M
5
HPCM
5
High Pointe Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$169K 16,510 – –
AA
27
Ancora Advisors
Ohio
$156K 15,224 – –
WA
28
WFG Advisors
Texas
$153K 14,986 -3,522 -19%
WA
29
WealthTrust Axiom
Pennsylvania
$153K 15,045 -250 -2%
LCM
30
Landscape Capital Management
New Jersey
$113K 11,033 -6,171 -36%
UBS Group
31
UBS Group
Switzerland
$85K 8,215 -592 -7%
Creative Planning
32
Creative Planning
Kansas
$75K 7,330 +5,437 +287%
ARMT
33
Amica Retiree Medical Trust
Rhode Island
$57K 5,525 – –
S
34
SignatureFD
Georgia
$45K 4,400 – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$41K 4,000 – –
JIR
36
James Investment Research
Ohio
$31K 3,000 – –
IA
37
IFP Advisors
Florida
$22K 2,184 +2,184 New
AIG
38
American International Group
New York
$15K 1,451 – –
Barclays
39
Barclays
United Kingdom
$10K 1,000 +1,000 New
BGIM
40
Brandywine Global Investment Management
Pennsylvania
$9K 856 – –
TCOV
41
Trust Company of Vermont
Vermont
$5K 444 +444 New
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$1K 136 – –
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$1K 105 – –
MFS
44
MSI Financial Services
Massachusetts
$1K 142 +142 New
HPCM
45
High Pointe Capital Management
Illinois
– – -11,428 Closed
GG
46
Gofen & Glossberg
Illinois
– – -10,658 Closed
Citigroup
47
Citigroup
New York
– – -400 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– – -53 Closed
US Bancorp
49
US Bancorp
Minnesota
$0 28 – –
1
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