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JOF

Japan Smaller Capitalization Fund

45 hedge funds and large institutions have $196M invested in Japan Smaller Capitalization Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

1.6% more ownership

Funds ownership: 65.89%67.49% (+1.6%)

3% more capital invested

Capital invested by funds: $190M → $196M (+$5.75M)

0% more funds holding

Funds holding: 4545 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
10
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$169K
AA
27
Ancora Advisors
Ohio
$156K
WA
28
WFG Advisors
Texas
$153K -$37.1K -3,522 -19%
WA
29
WealthTrust Axiom
Pennsylvania
$153K -$2.63K -250 -2%
LCM
30
Landscape Capital Management
New Jersey
$113K -$65K -6,171 -36%
UBS Group
31
UBS Group
Switzerland
$85K -$6.24K -592 -7%
Creative Planning
32
Creative Planning
Kansas
$75K +$57.3K +5,437 +287%
ARMT
33
Amica Retiree Medical Trust
Rhode Island
$57K
S
34
SignatureFD
Georgia
$45K
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$41K
JIR
36
James Investment Research
Ohio
$31K
IA
37
IFP Advisors
Florida
$22K +$23K +2,184 New
AIG
38
American International Group
New York
$15K
Barclays
39
Barclays
United Kingdom
$10K +$10.5K +1,000 New
BGIM
40
Brandywine Global Investment Management
Pennsylvania
$9K
TCOV
41
Trust Company of Vermont
Vermont
$5K +$4.68K +444 New
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$1K
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$1K
MFS
44
MSI Financial Services
Massachusetts
$1K +$1.5K +142 New
HPCM
45
High Pointe Capital Management
Illinois
-$116K -11,428 Closed
GG
46
Gofen & Glossberg
Illinois
-$108K -10,658 Closed
Citigroup
47
Citigroup
New York
-$4K -400 Closed
TRCT
48
Tower Research Capital (TRC)
New York
-$1K -53 Closed

JOF Hedge Fund Activity: Q4 2015 in Review

45 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Japan Smaller Capitalization Fund (JOF) for Q4 2015, worth a combined $196M — up 3% from $190M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JOF positions and 4 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.74M. The largest seller was First Wilshire Securities Management, cutting an estimated $1.19M.

  • 45 institutional investors held Japan Smaller Capitalization Fund (JOF) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $196M of Japan Smaller Capitalization Fund stock for Q4 2015, up 3% quarter-over-quarter.
  • 5 funds opened new Japan Smaller Capitalization Fund positions in Q4 2015 and 4 closed out, a net change of +1 holder.
  • The largest Japan Smaller Capitalization Fund buyer in Q4 2015 was Wells Fargo, an estimated $4.74M added.
  • The largest Japan Smaller Capitalization Fund seller in Q4 2015 was First Wilshire Securities Management, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2015.