JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

46 hedge funds and large institutions have $148M invested in Japan Smaller Capitalization Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 2 closing their positions.

Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
10
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BIA
1
Barry Investment Advisors
Massachusetts
$20M
2
Wells Fargo
2
Wells Fargo
California
$26.7M
3
1CP
3
1607 Capital Partners
Virginia
$29.8M
4
KIM
4
Karpus Investment Management
New York
$10.1M
5
CRC
5
Curi RMB Capital
Illinois
$23M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$20.5M
2
STI
2
Susquehanna Trust & Investment
Pennsylvania
$0
3
WAM
3
Wolverine Asset Management
Illinois
$765K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$872K
5
SFS
5
Shaker Financial Services
Virginia
$275K
Name Market Value Shares Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$217K 24,222 +50 +0.2%
UBS Group
27
UBS Group
Switzerland
$182K 20,387 +20,387 New
LCM
28
Landscape Capital Management
New Jersey
$173K 19,274 +19,274 New
CCP
29
Clough Capital Partners
Massachusetts
$170K 18,900 – –
WA
30
WealthTrust Axiom
Pennsylvania
$166K 18,538 +43 +0.2%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$148K 16,510 – –
AA
32
Ancora Advisors
Ohio
$137K 15,224 – –
KMC
33
Kirr Marbach & Co
Indiana
$118K 13,175 – –
EFS
34
Essex Financial Services
Connecticut
$118K 13,200 +13,200 New
GC
35
Guggenheim Capital
Illinois
$105K 11,652 – –
FT
36
Fiduciary Trust
Massachusetts
$104K 11,612 – –
S
37
SignatureFD
Georgia
$39K 4,400 – –
MFS
38
MSI Financial Services
Massachusetts
$31K 3,490 – –
Creative Planning
39
Creative Planning
Kansas
$21K 2,333 -3,202 -58%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$17K 1,936 +820 +73%
BGIM
41
Brandywine Global Investment Management
Pennsylvania
$13K 1,440 -160 -10%
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$12K 1,405 – –
AIG
43
American International Group
New York
$5.84K 651 – –
HCM
44
Highlander Capital Management
New Jersey
$4K 500 +500 New
Citigroup
45
Citigroup
New York
$2K 245 -37 -13%
STI
46
Susquehanna Trust & Investment
Pennsylvania
– – -130,992 Closed
Ameriprise
47
Ameriprise
Minnesota
– – -3,420 Closed
CWM
48
Catamount Wealth Management
Connecticut
– – – –
US Bancorp
49
US Bancorp
Minnesota
$0 28 +28 New
1
2