JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

41 hedge funds and large institutions have $135M invested in Japan Smaller Capitalization Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
12
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CRC
1
Curi RMB Capital
Illinois
$24.1M
2
Wells Fargo
2
Wells Fargo
California
$23.7M
3
1CP
3
1607 Capital Partners
Virginia
$28.6M
4
GFM
4
Gramercy Funds Management
Connecticut
$3.13M
5
KIM
5
Karpus Investment Management
New York
$9.59M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$1.78M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$26.3M
3
TC
3
TFS Capital
Pennsylvania
$0
4
FWSM
4
First Wilshire Securities Management
California
$3.83M
5
STI
5
Susquehanna Trust & Investment
Pennsylvania
$1.27M
Name Market Value Shares Shares
Change 		Shares
Change %
CCP
26
Clough Capital Partners
Massachusetts
$183K 18,900 – –
WA
27
WealthTrust Axiom
Pennsylvania
$179K 18,495 -500 -3%
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$160K 16,510 – –
AA
29
Ancora Advisors
Ohio
$148K 15,224 +1,200 +9%
KMC
30
Kirr Marbach & Co
Indiana
$128K 13,175 – –
GC
31
Guggenheim Capital
Illinois
$113K 11,652 +730 +7%
FT
32
Fiduciary Trust
Massachusetts
$113K 11,612 +11,612 New
Creative Planning
33
Creative Planning
Kansas
$54K 5,535 -2,776 -33%
S
34
SignatureFD
Georgia
$43K 4,400 – –
MFS
35
MSI Financial Services
Massachusetts
$34K 3,490 – –
Ameriprise
36
Ameriprise
Minnesota
$33K 3,420 – –
BGIM
37
Brandywine Global Investment Management
Pennsylvania
$16K 1,600 – –
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$14K 1,405 +1,405 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$11K 1,116 – –
AIG
40
American International Group
New York
$6.31K 651 – –
Citigroup
41
Citigroup
New York
$3K 282 +211 +297%
TC
42
TFS Capital
Pennsylvania
– – -59,794 Closed
LCM
43
Landscape Capital Management
New Jersey
– – -17,236 Closed
WRM
44
Westport Resources Management
Connecticut
– – -1,000 Closed
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
– – -121 Closed
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