JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

40 hedge funds and large institutions have $89.7M invested in Japan Smaller Capitalization Fund in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
7
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$18.6M
2
KIM
2
Karpus Investment Management
New York
$2.04M
3
WAM
3
Wolverine Asset Management
Illinois
$1.89M
4
TC
4
TFS Capital
Pennsylvania
$604K
5
RJA
5
Raymond James & Associates
Florida
$327K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.24M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$26.8M
3
GPC
3
Glacier Peak Capital
Washington
$0
4
VFS
4
VSR Financial Services
Kansas
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$175K 20,013 +20,013 New
CCP
27
Clough Capital Partners
Massachusetts
$166K 18,900 -7,800 -29%
WA
28
WealthTrust Axiom
Pennsylvania
$166K 18,995 – –
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$145K 16,510 +16,510 New
AA
30
Ancora Advisors
Ohio
$123K 14,024 – –
KMC
31
Kirr Marbach & Co
Indiana
$115K 13,175 – –
GC
32
Guggenheim Capital
Illinois
$96K 10,922 +10,922 New
S
33
SignatureFD
Georgia
$39K 4,400 +4,400 New
Ameriprise
34
Ameriprise
Minnesota
$30K 3,420 – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$18K 2,100 +2,100 New
BGIM
36
Brandywine Global Investment Management
Pennsylvania
$15K 1,600 +300 +23%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$10K 1,116 – –
Creative Planning
38
Creative Planning
Kansas
$8K 884 +444 +101%
AIG
39
American International Group
New York
$5.7K 651 -444 -41%
Citigroup
40
Citigroup
New York
$2K 241 +241 New
TRCT
41
Tower Research Capital (TRC)
New York
$1K 100 +100 New
GPC
42
Glacier Peak Capital
Washington
– – -77,763 Closed
VFS
43
VSR Financial Services
Kansas
– – -44,000 Closed
VKH
44
Virtu KCG Holdings
New York
– – -30,456 Closed
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
– – -15,300 Closed
CL
46
Croft-Leominster
Maryland
– – -13,200 Closed
FMA
47
FNY Managed Accounts
New York
– – -10,700 Closed
JIR
48
James Investment Research
Ohio
– – -10,475 Closed
WEC
49
Winslow Evans & Crocker
Massachusetts
– – -190 Closed
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