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HFRO

Highland Opportunities and Income Fund
HFRO

98 hedge funds and large institutions have $245M invested in Highland Opportunities and Income Fund in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

5% less capital invested

Capital invested by funds: $257M → $245M (-$12.4M)

4.52% less ownership

Funds ownership: 44.45% → 39.93% (-4.5%)

6% less funds holding

Funds holding: 104 → 98 (-6)

14% less funds holding in top 10

Funds holding in top 10: 7 → 6 (-1)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $140K

Holders
98
Holders Change
-6
Holders Change %
-5.77%
% of All Funds
1.98%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
11
Increased
40
Reduced
26
Closed
17
Calls
–
Puts
$140K
Net Calls
-$140K
Net Calls Change
-$140K

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$11.3M
2
LCM
Landscape Capital Management
New Jersey
+$4.1M
3
Morgan Stanley
Morgan Stanley
New York
+$3.6M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.25M
5
Ameriprise
Ameriprise
Minnesota
+$669K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$17.9M
2
COLIM
City of London Investment Management
United Kingdom
-$6.27M
3
BlackRock
BlackRock
New York
-$6.25M
4
Citadel Advisors
Citadel Advisors
Florida
-$6.03M
5
MC
Matisse Capital
Oregon
-$2.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
101
AE Wealth Management
Kansas
– -$701K -87,048 Closed
SS
102
Simplicity Solutions
Minnesota
– -$543K -67,455 Closed
CCA
103
Cruiser Capital Advisors
Connecticut
– -$455K -56,465 Closed
AO
104
Advisor OS
Illinois
– -$253K -31,474 Closed
Millennium Management
105
Millennium Management
New York
– -$153K -19,054 Closed
CWS
106
Cypress Wealth Services
California
– -$134K -15,906 Closed
JWM
107
JGP Wealth Management
Oregon
– -$105K -13,681 Closed
ICA
108
Infrastructure Capital Advisors
New York
– -$67K -8,320 Closed
OPS
109
Orion Portfolio Solutions
Nebraska
– -$31K -3,795 Closed
LC
110
Lindbrook Capital
California
– -$25.3K -3,000 Closed
BBPWM
111
Blue Bell Private Wealth Management
Pennsylvania
– -$10K -1,377 Closed
HI
112
Hudock Inc
Pennsylvania
– -$6K -761 Closed
CTC
113
Central Trust Company
Missouri
– -$3K -319 Closed
BBA
114
Braun-Bostich & Associates
Pennsylvania
– -$2K -286 Closed
1 2 3 4
5

HFRO Hedge Fund Activity: Q3 2020 in Review

98 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2020, worth a combined $245M — down 4.8% from $257M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HFRO and 11 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 40 added.

The largest buyer was Invesco, adding an estimated $11.3M. The largest seller was Rivernorth Capital Management, cutting an estimated $17.9M.

  • 98 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2020, down from 104 in Q2 2020.
  • Funds reported $245M of Highland Opportunities and Income Fund stock for Q3 2020, down 4.8% quarter-over-quarter.
  • 11 funds opened new Highland Opportunities and Income Fund positions in Q3 2020 and 17 closed out, a net change of -6 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2020 was Invesco, an estimated $11.3M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2020.