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HFRO

Highland Opportunities and Income Fund

98 hedge funds and large institutions have $245M invested in Highland Opportunities and Income Fund in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

5% less capital invested

Capital invested by funds: $257M → $245M (-$12.4M)

4.52% less ownership

Funds ownership: 44.45%39.93% (-4.5%)

6% less funds holding

Funds holding: 10498 (-6)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $140K

Holders
98
Holders Change
-6
Holders Change %
-5.77%
% of All Funds
1.98%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
11
Increased
40
Reduced
26
Closed
17
Calls
Puts
$140K
Net Calls
-$140K
Net Calls Change
-$140K
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
76
Concourse Financial Group Securities
Alabama
$50K +$43.5K +5,166 +735%
Bank of America
77
Bank of America
North Carolina
$43K -$5.15K -611 -11%
Rockefeller Capital Management
78
Rockefeller Capital Management
New York
$39K +$38.1K +4,523 +23,805%
BWA
79
BDO Wealth Advisors
Florida
$36K +$27.2K +3,228 +352%
TRCT
80
Tower Research Capital (TRC)
New York
$27K +$26.1K +3,096 New
WAM
81
Wolverine Asset Management
Illinois
$26K -$61K -7,236 -70%
AF
82
Allworth Financial
California
$26K
CFD
83
Creative Financial Designs
Indiana
$20K
Citigroup
84
Citigroup
New York
$19K +$354 +42 +2%
PAM
85
Panagora Asset Management
Massachusetts
$17K
APA
86
American Portfolios Advisors
New York
$14.7K +$379 +45 +3%
GRP
87
Global Retirement Partners
California
$13K +$345 +41 +3%
NFG
88
Next Financial Group
Texas
$13K +$12.6K +1,492 New
HPC
89
HM Payson & Co
Maine
$9K
TCM
90
Tradewinds Capital Management
Washington
$5K
FHA
91
Flagship Harbor Advisors
Massachusetts
$3K
SIS
92
Sound Income Strategies
Florida
$3K
RG
93
Retirement Group
California
$3K +$76 +9 +3%
DI
94
Disciplined Investments
Oklahoma
$3K +$2.61K +310 New
CMA
95
Cedar Mountain Advisors
Oregon
$1K
SFS
96
Sowell Financial Services
Arkansas
$1K
AA
97
AlphaMark Advisors
Kentucky
$1K +$842 +100 New
Koshinski Asset Management
98
Koshinski Asset Management
Illinois
$127 -$26.4K -3,134 -17%
BlackRock
99
BlackRock
New York
-$6.25M -775,934 Closed
Citadel Advisors
100
Citadel Advisors
Florida
-$6.03M -748,666 Closed

HFRO Hedge Fund Activity: Q3 2020 in Review

98 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2020, worth a combined $245M — down 4.8% from $257M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HFRO and 11 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 40 added.

The largest buyer was Invesco, adding an estimated $11.3M. The largest seller was Rivernorth Capital Management, cutting an estimated $17.9M.

  • 98 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2020, down from 104 in Q2 2020.
  • Funds reported $245M of Highland Opportunities and Income Fund stock for Q3 2020, down 4.8% quarter-over-quarter.
  • 11 funds opened new Highland Opportunities and Income Fund positions in Q3 2020 and 17 closed out, a net change of -6 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2020 was Invesco, an estimated $11.3M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2020.