We are live on ! Find out more
HFRO

Highland Opportunities and Income Fund
HFRO

99 hedge funds and large institutions have $294M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 22

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

15% more capital invested

Capital invested by funds: $256M → $294M (+$37.6M)

5.38% more ownership

Funds ownership: 32.77% → 38.15% (+5.4%)

2% more funds holding

Funds holding: 97 → 99 (+2)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
99
Holders Change
+2
Holders Change %
+2.06%
% of All Funds
1.73%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
QC
Quantedge Capital
Singapore
+$11M
2
RCM
Rivernorth Capital Management
Florida
+$10.7M
3
Nomura Holdings
Nomura Holdings
Japan
+$6.64M
4
CAC
Cowen and Company
New York
+$5.35M
5
BI
Bulldog Investors
New Jersey
+$4.72M

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$7.83M
2
AC
Antara Capital
New York
-$5.55M
3
MC
Matisse Capital
Oregon
-$1.54M
4
ARC
Advisor Resource Council
Texas
-$1.09M
5
Wells Fargo
Wells Fargo
California
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
CL
51
CSS LLC
Illinois
$419K – – –
Cetera Investment Advisers
52
Cetera Investment Advisers
Illinois
$404K -$45.7K -4,264 -10%
Millennium Management
53
Millennium Management
New York
$401K +$399K +37,244 New
IFG
54
Independent Financial Group
California
$374K – – –
Bank of America
55
Bank of America
North Carolina
$360K +$146K +13,620 +69%
FWM
56
Foresight Wealth Management
Utah
$334K +$99K +9,243 +42%
HIP
57
HUB Investment Partners
Texas
$328K +$326K +30,489 New
KPWG
58
KFA Private Wealth Group
Virginia
$325K +$3.04K +284 +1%
GRP
59
Global Retirement Partners
California
$320K +$4.35K +406 +1%
AAM
60
Advisors Asset Management
Colorado
$299K -$964 -90 -0.3%
PHS
61
Pekin Hardy Strauss
Illinois
$295K +$3.51K +328 +1%
AIP
62
Ahrens Investment Partners
Louisiana
$294K -$182K -17,000 -38%
AAS
63
Avantax Advisory Services
Texas
$273K +$46K +4,300 +20%
CFIA
64
Cantor Fitzgerald Investment Advisors
New York
$261K +$53.5K +5,000 +26%
UBS Group
65
UBS Group
Switzerland
$236K -$119K -11,113 -34%
ACM
66
Arlington Capital Management
Illinois
$236K +$235K +21,944 New
SI
67
Stephens Inc
Arkansas
$217K -$15.3K -1,430 -7%
WC
68
Winmill & Co
New York
$208K – – –
ICMP
69
Integrated Capital Management (Pennsylvania)
Pennsylvania
$200K +$40.1K +3,744 +25%
VWA
70
V Wealth Advisors
Kansas
$198K +$600 +56 +0.3%
WT
71
Washington Trust
Rhode Island
$195K -$162K -15,150 -45%
CAM
72
Cresset Asset Management
Illinois
$183K +$182K +17,000 New
NFG
73
Next Financial Group
Texas
$172K +$24.3K +2,269 +17%
MC
74
Moors & Cabot
Massachusetts
$171K -$107K -10,000 -39%
CFA
75
Carroll Financial Associates
North Carolina
$160K -$266K -24,800 -62%
1 2
3
4 5

HFRO Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2021, worth a combined $294M — up 15% from $256M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 12 closed out — a net gain of 3 holders — while 47 added to existing stakes and 22 trimmed.

The largest buyer was Quantedge Capital, opening a new position worth an estimated $11M. The largest seller was Penserra Capital Management, cutting an estimated $7.83M.

  • 99 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2021, up from 97 in Q2 2021.
  • Funds reported $294M of Highland Opportunities and Income Fund stock for Q3 2021, up 15% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q3 2021 and 12 closed out, a net change of +3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2021 was Quantedge Capital, an estimated $11M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2021 was Penserra Capital Management, an estimated $7.83M sold.

Based on aggregated 13F filings for Q3 2021.