HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $293M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+2
Holders Change %
+2.08%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QC
1
Quantedge Capital
Singapore
$11M
2
RCM
2
Rivernorth Capital Management
Florida
$10.7M
3
Nomura Holdings
3
Nomura Holdings
Japan
$6.68M
4
CAC
4
Cowen and Company
New York
$5.39M
5
BI
5
Bulldog Investors
New Jersey
$4.75M

Top Sellers

1
PCM
1
Penserra Capital Management
California
$10.1M
2
AC
2
Antara Capital
New York
$6.2M
3
MC
3
Matisse Capital
Oregon
$13.3M
4
ARC
4
Advisor Resource Council
Texas
$0
5
Wells Fargo
5
Wells Fargo
California
$13.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CL
51
CSS LLC
Illinois
$419K – – –
Cetera Investment Advisers
52
Cetera Investment Advisers
Illinois
$404K -$45.9K -4,264 -10%
Millennium Management
53
Millennium Management
New York
$401K +$401K +37,244 New
Bank of America
54
Bank of America
North Carolina
$360K +$147K +13,620 +69%
FWM
55
Foresight Wealth Management
Utah
$334K +$99.6K +9,243 +42%
HIP
56
HUB Investment Partners
Texas
$328K +$328K +30,489 New
KPWG
57
KFA Private Wealth Group
Virginia
$325K +$3.06K +284 +1%
GRP
58
Global Retirement Partners
California
$320K +$4.37K +406 +1%
AAM
59
Advisors Asset Management
Colorado
$299K -$969 -90 -0.3%
PHS
60
Pekin Hardy Strauss
Illinois
$295K +$3.53K +328 +1%
AIP
61
Ahrens Investment Partners
Louisiana
$294K -$183K -17,000 -38%
AAS
62
Avantax Advisory Services
Texas
$273K +$46.4K +4,300 +20%
CFIA
63
Cantor Fitzgerald Investment Advisors
New York
$261K +$53.8K +5,000 +26%
UBS Group
64
UBS Group
Switzerland
$236K -$120K -11,113 -34%
ACM
65
Arlington Capital Management
Illinois
$236K +$236K +21,944 New
SI
66
Stephens Inc
Arkansas
$217K -$15.4K -1,430 -7%
WC
67
Winmill & Co
New York
$208K – – –
ICMP
68
Integrated Capital Management (Pennsylvania)
Pennsylvania
$200K +$40.2K +3,744 +25%
VWA
69
V Wealth Advisors
Kansas
$198K +$604 +56 +0.3%
WT
70
Washington Trust
Rhode Island
$195K -$163K -15,150 -45%
CAM
71
Cresset Asset Management
Illinois
$183K +$183K +17,000 New
NFG
72
Next Financial Group
Texas
$172K +$24.4K +2,269 +17%
MC
73
Moors & Cabot
Massachusetts
$171K -$108K -10,000 -39%
CFA
74
Carroll Financial Associates
North Carolina
$160K -$266K -24,800 -62%
Mercer Global Advisors
75
Mercer Global Advisors
Colorado
$158K +$158K +14,695 New
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