HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $282M invested in Highland Opportunities and Income Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.66%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
14
Increased
38
Reduced
29
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$14.4M
2
IWM
2
IHT Wealth Management
Illinois
$10.3M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$7.04M
4
Barclays
4
Barclays
United Kingdom
$1.73M
5
Morgan Stanley
5
Morgan Stanley
New York
$49M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$119K
2
RJA
2
Raymond James & Associates
Florida
$455K
3
Millennium Management
3
Millennium Management
New York
$0
4
OCM
4
Oaktree Capital Management
California
$0
5
BPCM
5
Beach Point Capital Management
California
$29.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
51
Stephens Inc
Arkansas
$269K -$2.58K -232 -0.9%
FIA
52
FNY Investment Advisers
New York
$238K +$174K +15,693 +271%
AAS
53
Avantax Advisory Services
Texas
$233K +$11.1K +1,000 +5%
APWA
54
Atlas Private Wealth Advisors
New Jersey
$221K -$63.1K -5,703 -22%
WC
55
Winmill & Co
New York
$214K – – –
VWA
56
V Wealth Advisors
Kansas
$197K +$197K +17,759 New
CWS
57
Cypress Wealth Services
California
$188K +$3.37K +303 +2%
Cerity Partners
58
Cerity Partners
New York
$186K +$186K +16,805 New
PAG
59
Private Advisor Group
New Jersey
$159K -$22K -1,985 -12%
RJFSA
60
Raymond James Financial Services Advisors
Florida
$150K +$15.2K +1,369 +11%
MAFM
61
Mid Atlantic Financial Management
Pennsylvania
$150K +$150K +13,500 New
NFG
62
Next Financial Group
Texas
$149K +$130K +11,632 +666%
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
$149K +$149K +13,432 New
Stifel Financial
64
Stifel Financial
Missouri
$144K -$51.4K -4,642 -26%
BFA
65
Beacon Financial Advisory
Ohio
$144K +$13.5K +1,218 +10%
UBS Group
66
UBS Group
Switzerland
$142K +$15.4K +1,386 +12%
LCM
67
Landscape Capital Management
New Jersey
$119K -$7.68M -694,001 -98%
QOP
68
Quinn Opportunity Partners
Virginia
$111K – – –
US Bancorp
69
US Bancorp
Minnesota
$92K – – –
AF
70
Allworth Financial
California
$74K +$48.8K +4,400 +193%
Bank of America
71
Bank of America
North Carolina
$57K -$284K -25,278 -83%
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$57K -$27.4K -2,515 -32%
CWC
73
Carolinas Wealth Consulting
North Carolina
$36K +$22.6K +2,054 +169%
DOA
74
D'Orazio & Associates
Virginia
$30K +$17.6K +1,565 +141%
APA
75
American Portfolios Advisors
New York
$27.1K +$7.64K +689 +39%
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3
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