HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

70 hedge funds and large institutions have $401M invested in Highland Opportunities and Income Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.6%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
9
Increased
22
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$3.56M
2
RCM
Rivernorth Capital Management
Florida
+$2.55M
3
UFM
Ursa Fund Management
California
+$804K
4
BFM
Boothbay Fund Management
New York
+$720K
5
JG
Jefferies Group
New York
+$645K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$4.29M
2
BCIM
Burford Capital Investment Management
Illinois
-$3.48M
3
FA
FDx Advisors
Illinois
-$1.68M
4
Wells Fargo
Wells Fargo
California
-$970K
5
ICM
Ionic Capital Management
New York
-$953K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
51
Thomas J. Herzfeld Advisors
Florida
$143K – – –
RFC
52
Regions Financial Corp
Alabama
$121K – – –
PCM
53
Penserra Capital Management
California
$107K -$35.7K -2,327 -25%
WSTAM
54
Wilbanks Smith & Thomas Asset Management
Virginia
$107K +$107K +6,919 New
MYIA
55
Mount Yale Investment Advisors
Colorado
$93K – – –
Bank of America
56
Bank of America
North Carolina
$80K – – –
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$72K – – –
Citigroup
58
Citigroup
New York
$66K +$21.9K +1,415 +50%
AF
59
Allworth Financial
California
$47K -$47K – –
Northwestern Mutual Wealth Management
60
Northwestern Mutual Wealth Management
Wisconsin
$29K -$1.11K -73 -4%
MSA
61
Marino Stram & Associates
Massachusetts
$23K +$110 +7 +0.5%
SWP
62
Stratos Wealth Partners
Ohio
$15K +$15K +990 New
HI
63
Hudock Inc
Pennsylvania
$11K – – –
NFG
64
Next Financial Group
Texas
$9K +$9K +578 New
SIS
65
Sound Income Strategies
Florida
$6K – – –
FHA
66
Flagship Harbor Advisors
Massachusetts
$6K +$6K +414 New
LA
67
Legacy Advisors
Pennsylvania
$4K +$46 +3 +1%
TCM
68
Tradewinds Capital Management
Washington
$3K – – –
MCM
69
Mainstay Capital Management
Michigan
$2K – – –
CFD
70
Creative Financial Designs
Indiana
$1K – – –
CF
71
Centaurus Financial
California
$314 -$104K -6,634 -100%
Citadel Advisors
72
Citadel Advisors
Florida
– -$301K -19,262 Closed
SEI Investments
73
SEI Investments
Pennsylvania
– -$288K -18,440 Closed
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
– -$159K -10,162 Closed
FANJ
75
Financial Architects (New Jersey)
New Jersey
– -$72K -4,628 Closed
1 2
3
4