HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $293M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+2
Holders Change %
+2.08%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QC
1
Quantedge Capital
Singapore
$11M
2
RCM
2
Rivernorth Capital Management
Florida
$10.7M
3
Nomura Holdings
3
Nomura Holdings
Japan
$6.68M
4
CAC
4
Cowen and Company
New York
$5.39M
5
BI
5
Bulldog Investors
New Jersey
$4.75M

Top Sellers

1
PCM
1
Penserra Capital Management
California
$10.1M
2
AC
2
Antara Capital
New York
$6.2M
3
MC
3
Matisse Capital
Oregon
$13.3M
4
ARC
4
Advisor Resource Council
Texas
$0
5
Wells Fargo
5
Wells Fargo
California
$13.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$2.85M +$1.65M +153,076 +137%
BF
27
BOK Financial
Oklahoma
$2.24M +$2.24M +207,929 New
AC
28
Aristides Capital
Kentucky
$1.77M – – –
PWPS
29
Pinnacle Wealth Planning Services
Ohio
$1.38M +$53.8K +4,998 +4%
MGWM
30
Marks Group Wealth Management
Minnesota
$1.25M +$1.25M +115,740 New
6M
31
6 Meridian
Kansas
$1.22M -$290K -26,913 -19%
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$1.11M +$367K +34,085 +50%
PAS
33
Park Avenue Securities
New York
$1.08M +$88.3K +8,201 +9%
SPIA
34
Steward Partners Investment Advisory
New York
$1.04M +$102K +9,490 +11%
Truist Financial
35
Truist Financial
North Carolina
$1.03M +$2.24K +208 +0.2%
AWA
36
Arete Wealth Advisors
Illinois
$962K +$16.1K +1,493 +2%
SPC
37
Sigma Planning Corp
Michigan
$938K -$2.84K -264 -0.3%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$898K +$48K +4,459 +6%
AUIM
39
Aegon USA Investment Management
Iowa
$803K +$57.6K +5,351 +8%
AL
40
Arnhold LLC
New York
$781K +$781K +72,500 New
Barclays
41
Barclays
United Kingdom
$745K +$115K +8,275 +18%
KWM
42
Kingsview Wealth Management
Oregon
$713K -$27.9K -2,596 -4%
YCM
43
Yakira Capital Management
Connecticut
$699K – – –
MA
44
MONECO Advisors
Connecticut
$619K -$1.05M -97,631 -63%
CAN
45
Cetera Advisor Networks
California
$575K -$1.86K -173 -0.3%
KAS
46
Kestra Advisory Services
Texas
$523K +$152K +14,139 +41%
HighTower Advisors
47
HighTower Advisors
Illinois
$479K +$907 +84 +0.2%
MAFM
48
Mid Atlantic Financial Management
Pennsylvania
$466K +$40.9K +3,800 +10%
KAM
49
Knightsbridge Asset Management
California
$441K +$441K +40,991 New
SWM
50
Spire Wealth Management
Virginia
$421K +$133K +12,300 +46%
1
2
3 4 5