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HFRO

Highland Opportunities and Income Fund
HFRO

99 hedge funds and large institutions have $294M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 22

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

15% more capital invested

Capital invested by funds: $256M → $294M (+$37.6M)

5.38% more ownership

Funds ownership: 32.77% → 38.15% (+5.4%)

2% more funds holding

Funds holding: 97 → 99 (+2)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
99
Holders Change
+2
Holders Change %
+2.06%
% of All Funds
1.73%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
QC
Quantedge Capital
Singapore
+$11M
2
RCM
Rivernorth Capital Management
Florida
+$10.7M
3
Nomura Holdings
Nomura Holdings
Japan
+$6.64M
4
CAC
Cowen and Company
New York
+$5.35M
5
BI
Bulldog Investors
New Jersey
+$4.72M

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$7.83M
2
AC
Antara Capital
New York
-$5.55M
3
MC
Matisse Capital
Oregon
-$1.54M
4
ARC
Advisor Resource Council
Texas
-$1.09M
5
Wells Fargo
Wells Fargo
California
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$2.85M +$1.64M +153,076 +137%
BF
27
BOK Financial
Oklahoma
$2.24M +$2.23M +207,929 New
AC
28
Aristides Capital
Kentucky
$1.77M – – –
PWPS
29
Pinnacle Wealth Planning Services
Ohio
$1.38M +$53.5K +4,998 +4%
MGWM
30
Marks Group Wealth Management
Minnesota
$1.25M +$1.24M +115,740 New
6M
31
6 Meridian
Kansas
$1.22M -$288K -26,913 -19%
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$1.11M +$365K +34,085 +50%
PAS
33
Park Avenue Securities
New York
$1.08M +$87.8K +8,201 +9%
SPIA
34
Steward Partners Investment Advisory
New York
$1.04M +$102K +9,490 +11%
Truist Financial
35
Truist Financial
North Carolina
$1.03M +$2.23K +208 +0.2%
AWA
36
Arete Wealth Advisors
Illinois
$962K +$16K +1,493 +2%
SPC
37
Sigma Planning Corp
Michigan
$938K -$2.83K -264 -0.3%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$898K +$47.7K +4,459 +6%
AUIM
39
Aegon USA Investment Management
Iowa
$803K +$57.3K +5,351 +8%
AL
40
Arnhold LLC
New York
$781K +$776K +72,500 New
Barclays
41
Barclays
United Kingdom
$745K +$88.6K +8,275 +18%
KWM
42
Kingsview Wealth Management
Oregon
$713K -$27.8K -2,596 -4%
YCM
43
Yakira Capital Management
Connecticut
$699K – – –
MA
44
MONECO Advisors
Connecticut
$619K -$1.05M -97,631 -63%
CAN
45
Cetera Advisor Networks
California
$575K -$1.85K -173 -0.3%
KAS
46
Kestra Advisory Services
Texas
$523K +$151K +14,139 +41%
HighTower Advisors
47
HighTower Advisors
Illinois
$479K +$900 +84 +0.2%
MAFM
48
Mid Atlantic Financial Management
Pennsylvania
$466K +$40.7K +3,800 +10%
KAM
49
Knightsbridge Asset Management
California
$441K +$439K +40,991 New
SWM
50
Spire Wealth Management
Virginia
$421K +$132K +12,300 +46%
1
2
3 4 5

HFRO Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2021, worth a combined $294M — up 15% from $256M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 12 closed out — a net gain of 3 holders — while 47 added to existing stakes and 22 trimmed.

The largest buyer was Quantedge Capital, opening a new position worth an estimated $11M. The largest seller was Penserra Capital Management, cutting an estimated $7.83M.

  • 99 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2021, up from 97 in Q2 2021.
  • Funds reported $294M of Highland Opportunities and Income Fund stock for Q3 2021, up 15% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q3 2021 and 12 closed out, a net change of +3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2021 was Quantedge Capital, an estimated $11M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2021 was Penserra Capital Management, an estimated $7.83M sold.

Based on aggregated 13F filings for Q3 2021.