HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

96 hedge funds and large institutions have $256M invested in Highland Opportunities and Income Fund in 2021 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
1.68%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
15
Increased
44
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Antara Capital
New York
$11.9M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$12.5M
3
PCM
3
Penserra Capital Management
California
$18.2M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$27.3M
5
Invesco
5
Invesco
Georgia
$15.2M

Top Sellers

1
BPCM
1
Beach Point Capital Management
California
$1.91M
2
QC
2
Quantedge Capital
Singapore
$0
3
IWM
3
IHT Wealth Management
Illinois
$5.15M
4
ATPW
4
Ashton Thomas Private Wealth
Arizona
$0
5
CCP
5
Clough Capital Partners
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Truist Financial
26
Truist Financial
North Carolina
$1.04M -$8.28K -759 -0.8%
PAS
27
Park Avenue Securities
New York
$1.01M +$20.6K +1,891 +2%
SPIA
28
Steward Partners Investment Advisory
New York
$954K +$387K +35,511 +68%
SPC
29
Sigma Planning Corp
Michigan
$953K -$476K -43,592 -33%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$890K +$17.6K +1,610 +2%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$861K +$21K +1,924 +2%
AUIM
32
Aegon USA Investment Management
Iowa
$755K +$755K +69,214 New
Koshinski Asset Management
33
Koshinski Asset Management
Illinois
$748K -$339K -31,023 -31%
KWM
34
Kingsview Wealth Management
Oregon
$747K +$73.6K +6,778 +11%
YCM
35
Yakira Capital Management
Connecticut
$708K -$1.1M -100,480 -61%
Barclays
36
Barclays
United Kingdom
$624K -$1.14M -82,739 -65%
CAN
37
Cetera Advisor Networks
California
$584K +$217K +19,938 +59%
HighTower Advisors
38
HighTower Advisors
Illinois
$485K +$876 +80 +0.2%
AIP
39
Ahrens Investment Partners
Louisiana
$483K +$116K +10,600 +31%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$456K -$32.3K -2,966 -7%
CFA
41
Carroll Financial Associates
North Carolina
$433K -$179K -16,400 -29%
MAFM
42
Mid Atlantic Financial Management
Pennsylvania
$431K +$284K +26,000 +193%
CL
43
CSS LLC
Illinois
$424K -$27.3K -2,500 -6%
KAS
44
Kestra Advisory Services
Texas
$376K +$29.2K +2,678 +8%
WT
45
Washington Trust
Rhode Island
$363K – – –
UBS Group
46
UBS Group
Switzerland
$361K +$222K +20,295 +159%
IA
47
Icon Advisers
Colorado
$361K +$361K +33,112 New
KPWG
48
KFA Private Wealth Group
Virginia
$326K -$11.6K -1,061 -3%
GRP
49
Global Retirement Partners
California
$320K +$4.32K +396 +1%
AAM
50
Advisors Asset Management
Colorado
$304K -$1.98K -181 -0.6%
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